Foreside Fund Services, a subsidiary of Foreside Financial Group, is a financial services company established in 1998 and headquartered in Portland, Maine. The firm specializes in regulatory compliance and consulting solutions, focusing on fund compliance, broker-dealer, and advisor compliance. Foreside Fund Services also offers placement agent services to private equity firms and other asset classes, supporting their distribution needs. Through its comprehensive range of services, the company aims to assist clients in navigating the complexities of compliance and investment management.
Golden Bear Consulting Group is a boutique regulatory compliance consulting firm based in Newport Beach, California. We are quickly becoming a leader in the compliance and regulatory services industry by offering high-touch compliance services and high-quality comprehensive regulatory solutions.
JG Advisory Services-Regulatory compliance business
Acquisition in 2021
JG Advisory Services-Regulatory compliance business is a comprehensive regulatory solutions provider for hedge and private equity funds.
Capital Markets Compliance specializes in providing regulatory guidance for financial service firms that offer securities products, including but not limited to private placements, merger & acquisitions, full-service brokerage, and investment advisory services. CMC is known as a leader in compliance & accounting for financial service firms and a trusted advisor to the financial industry for more than 18 years. CMC provides an array of compliance and accounting service solutions designed to help improve business performance. CMC delivers a comprehensive suite of services based on our clients’ individual needs, which includes assistance with regulatory membership applications, such as Broker-Dealer FINRA, SEC & MSRB and Investment Advisor State and SEC. Our ongoing compliance and financial accounting consultation are billed on an hourly basis or we can set up comprehensive compliance and financial annual packaged service plan.
NCS Regulatory Compliance is a financial services company that provides compliance consulting services. NCS Regulatory Compliance offers deep expertise and proven compliance knowledge for investment advisers and broker-dealers. NCS Regulatory Compliance’s experts remain on the cutting edge, leveraging decades of experience and the latest technologies to simplify and streamline the registration process and management of ongoing compliance requirements for clients.