Guotai Junan Securities Co., Ltd. operates as a securities company in the People’s Republic of China. It operates through six segments: Institutional Finance-Institutional Investor Services, Institutional Finance-Investment Banking, Personal Finance, Investment Management, International Business, and Other. The company offers prime brokerage, stock-pledged financing, and securities repurchase services; and market-making and proprietary trading services, as well as research services for institutional clients. It also provides listing sponsorship, equity underwriting, debt underwriting, structured debt financing, and mergers and acquisitions financial advisory services, as well as various corporate solutions to corporate and government clients; and securities and futures brokerage, margin financing, securities lending, wealth management, and financial planning services to retail clients through online and offline channels. In addition, the company offers asset management, fund management, and direct investment management services to institutions and individuals. Further, it is involved in the brokerage, corporate finance, and investment businesses; and provision of alternative investment, securities investment consultation, futures investment consultation, equity investment, venture capital, investment consultation, and other services. Additionally, the company engages in the financial advisory business relating to securities trading and securities investment; and agency sale of securities investment funds, as well as financial products. Guotai Junan Securities Co., Ltd. was founded in 1992 and is based in Shanghai, the People’s Republic of China.