UBS

Carbonplace is a carbon credit transaction network that facilitates the secure and transparent transfer of certified carbon credits. The company has developed a settlement platform aimed at supporting the scalable transfer and settlement of voluntary carbon credits. This platform serves as a central hub connecting various exchanges, marketplaces, and registries worldwide. By partnering with banks, Carbonplace enables their customers to access liquidity in the voluntary carbon market, thereby simplifying the process of purchasing carbon credits. This initiative supports businesses in their efforts to transition toward a net-zero future.

iCapital Network is an online platform that unlatches the world of private equity, enabling institutions and qualified investors. It is a financial services company that features a financial technology platform that provides modular alternative investment solutions for registered investment advisors, broker-dealers, private banks, family offices, and other sophisticated investors. The company connects advisors and their high net worth investors in leading alternative investment managers through best-in-class user experience. The company was founded in 2013 and headquartered in New York, United States.

Operator of a financial advisory and personalized investment company intended to grow the clients' money. The company offers access to funds managed by global investment management businesses with long track records of delivering returns that are not normally available to retail investors, enabling investors to access institutional share-class funds at institutional-level fees, charging a single access fee that includes advice, investment, rebalancing, transfers, and brokerage.

iCapital Network is an online platform that unlatches the world of private equity, enabling institutions and qualified investors. It is a financial services company that features a financial technology platform that provides modular alternative investment solutions for registered investment advisors, broker-dealers, private banks, family offices, and other sophisticated investors. The company connects advisors and their high net worth investors in leading alternative investment managers through best-in-class user experience. The company was founded in 2013 and headquartered in New York, United States.

Operator of a financial advisory and personalized investment company intended to grow the clients' money. The company offers access to funds managed by global investment management businesses with long track records of delivering returns that are not normally available to retail investors, enabling investors to access institutional share-class funds at institutional-level fees, charging a single access fee that includes advice, investment, rebalancing, transfers, and brokerage.

Pico is a leading provider of technology services for the financial markets community. Pico provides a best-in-class portfolio of innovative, transparent, low-latency markets solutions coupled with an agile and expert service delivery model. Instant access to financial markets is provided via PicoNet™, a globally comprehensive network platform instrumented natively with Corvil analytics and telemetry. Clients choose Pico when they want the freedom to move fast and create an operational edge in the fast-paced world of financial markets.

iCapital Network is an online platform that unlatches the world of private equity, enabling institutions and qualified investors. It is a financial services company that features a financial technology platform that provides modular alternative investment solutions for registered investment advisors, broker-dealers, private banks, family offices, and other sophisticated investors. The company connects advisors and their high net worth investors in leading alternative investment managers through best-in-class user experience. The company was founded in 2013 and headquartered in New York, United States.

Shanghai Lujiazui International Financial Asset Exchange (“Lufax”) is an online marketplace for the origination and trading of financial assets. Lufax was incorporated in September, 2011 in Shanghai with the support of Shanghai’s Municipal Government, and has grown into China’s largest internet finance company in less than four years. The company is an associate of China Ping An Group, the largest and most innovative non-SOE financial institution in China. Lufax’s number of registered users surpassed 7 million by February 2015, while the volume of online transactions grew more than 8 times year-on-year. Close to 50% of Lufax transactions are now handled via mobile. As a constant innovator and pioneer in the internet finance industry, Lufax has developed China’s most open, safe and convenient investment and financing platform. Investors come to Lufax for its broad product offering, diverse liquidity avenues and superior user experience. Asset owners look to Lufax to help them structure, price and place complex assets to investors in a credible and transparent manner. Lufax takes full advantage of the latest big data and IT technologies, and leverages the most advanced risk assessment models and risk control systems. Combined with its value proposition to customers, Lufax has a competitive edge which it believes cannot be replicated.

Shanghai Lujiazui International Financial Asset Exchange (“Lufax”) is an online marketplace for the origination and trading of financial assets. Lufax was incorporated in September, 2011 in Shanghai with the support of Shanghai’s Municipal Government, and has grown into China’s largest internet finance company in less than four years. The company is an associate of China Ping An Group, the largest and most innovative non-SOE financial institution in China. Lufax’s number of registered users surpassed 7 million by February 2015, while the volume of online transactions grew more than 8 times year-on-year. Close to 50% of Lufax transactions are now handled via mobile. As a constant innovator and pioneer in the internet finance industry, Lufax has developed China’s most open, safe and convenient investment and financing platform. Investors come to Lufax for its broad product offering, diverse liquidity avenues and superior user experience. Asset owners look to Lufax to help them structure, price and place complex assets to investors in a credible and transparent manner. Lufax takes full advantage of the latest big data and IT technologies, and leverages the most advanced risk assessment models and risk control systems. Combined with its value proposition to customers, Lufax has a competitive edge which it believes cannot be replicated.

iCapital Network is an online platform that unlatches the world of private equity, enabling institutions and qualified investors. It is a financial services company that features a financial technology platform that provides modular alternative investment solutions for registered investment advisors, broker-dealers, private banks, family offices, and other sophisticated investors. The company connects advisors and their high net worth investors in leading alternative investment managers through best-in-class user experience. The company was founded in 2013 and headquartered in New York, United States.

Visible Alpha, LLC operates an online data and analytics platform that focuses on enhancing the investment research process for institutional investors. Founded in 2012 and headquartered in New York, the company also has operations in Mumbai, Noida, and London. It specializes in developing a proprietary dataset and a suite of tools that provide insights into the future fundamentals of companies by extracting detailed forecasts, assumptions, and logic from sell-side models. This approach offers a high level of transparency and granularity, enabling investors to make informed decisions and generate alpha through improved understanding of analysts' perspectives. Visible Alpha aims to drive efficiencies in the research process by unlocking valuable intelligence that was previously hidden within traditional financial models.

iCapital Network is an online platform that unlatches the world of private equity, enabling institutions and qualified investors. It is a financial services company that features a financial technology platform that provides modular alternative investment solutions for registered investment advisors, broker-dealers, private banks, family offices, and other sophisticated investors. The company connects advisors and their high net worth investors in leading alternative investment managers through best-in-class user experience. The company was founded in 2013 and headquartered in New York, United States.

Pico is a leading provider of technology services for the financial markets community. Pico provides a best-in-class portfolio of innovative, transparent, low-latency markets solutions coupled with an agile and expert service delivery model. Instant access to financial markets is provided via PicoNet™, a globally comprehensive network platform instrumented natively with Corvil analytics and telemetry. Clients choose Pico when they want the freedom to move fast and create an operational edge in the fast-paced world of financial markets.

Link Investimentos was founded in 1998 as an independent brokerage firm to operate in the Brazilian Futures Exchange and Commodities (BM&F), with offices in Sao Paulo and Curitiba. Since 2002, Link has been the number one in the BM&FBovespa ranking of derivatives transactions. In 2004, it started operating also in the shares and options markets in the São Paulo Stock Exchange (then, Bovespa) and Government Bonds. In that same year, Link concluded an agreement with the clearing house Man Financial, signed an agreement to be an Introducer Broker and registered at the National Futures Association, becoming one the leading Brazilian commodities dealers in New York, Chicago, London and Asia. In 2012, Link reached the second position in the BM&FBovespa ranking of shares transactions. In the foreign commodities exchanges, Link operates in the name of its clients in soya, corn, coffee, wheat, oil, metals and sugar. Link is currently the largest Brazilian independent brokerage firm. It serves an institutional client base in the futures,, options, over-the-counter, variable income, private and government bonds, local and international commodity markets.. It is a private partnership with 72 partners and approximately 170 employees.

Luxembourg Financial Group is a boutique financial services firm that specializes in structured products and asset management. With offices located in Luxembourg, London, Stamford, Connecticut, and Bahrain, the company offers a range of services including asset management, investment funds, and risk management. Its focus on structured products positions it uniquely in the market, catering to the diverse needs of its clients while aiming to deliver tailored financial solutions.

Bonds.com Group, Inc.'s wholly-owned subsidiary Bonds.com Inc. ("BCI"), a FINRA registered Broker Dealer and ATS, offers access to live liquidity and execution through its web based electronic BondsPRO platform. BondsPRO provides professional traders over 70,000 live prices (with 65 million price updates daily) on 10,000 different issues from over 300 contributing counterparties. BondsPRO posts live, anonymous, and executable orders on a single bond or list basis, and permits price negotiation. Its all-to-all connectivity allows supply to meet demand, thereby increasing efficiency and reducing spread. BCI is a neutral counterparty to all trades, acting as a riskless principal.

UNX is an independent trading technology firm and agency broker that specializes in providing advanced electronic trading solutions and premium services for institutional investors. Founded in 1999, the company focuses on enhancing trading efficiency through its innovative technology, which streamlines trade operations and helps traders identify best execution opportunities. UNX offers a range of services, including electronic trading, direct market access, and program trading. Its proprietary Catalyst Portal serves as a broker-neutral execution management system designed for equities and portfolio trading, allowing for customized solutions tailored to the needs of both buy-side and sell-side clients. Additionally, UNX provides various trading tools, such as MetaBook for single stock trading and intelligent order routing, as well as FLEXStream, which consolidates market data from multiple sources. The firm is committed to helping traders minimize market impact, reduce transaction costs, and navigate the complexities of fragmented liquidity in today's markets.

PaineWebber was a prominent U.S.-based stock brokerage and asset management firm founded in 1880 by William Alfred Paine and Wallace Webber. The company specialized in providing securities and commodities brokerage services to a diverse clientele, including individuals, institutions, corporations, and government entities. Through a strategy of growth and acquisitions, including the notable purchase of Kidder, Peabody & Company in 1995, PaineWebber became a significant player in the brokerage and investment banking sectors. By the time it was acquired by UBS AG in 2000, the firm had established itself as the fourth largest brokerage in the United States, operating 385 offices nationwide.

UBS Realty Investors is an institutional investment advisor that managed real estate equity assets on behalf of its clients.