ROTH Capital Partners

ROTH Capital Partners is an investment banking firm established in 1984 and headquartered in Newport Beach, California. The firm specializes in the small-cap public market, offering a range of services including capital raising, research coverage, trading, market-making, mergers and acquisitions, and initial public offerings. ROTH has a history of innovation in this sector, having participated in underwriting IPOs for small-cap companies in the 1990s and developing the PIPE (private investment in public equity) financing structure as market dynamics evolved. The firm was also a pioneer in financing small-cap Chinese companies, establishing a Representative Office in Shanghai in 2007 and a Limited Office in Hong Kong in 2010. Its expertise spans various sectors, including consumer, healthcare, industrial growth, clean technology, resources, technology, and media.