CAPTRUST

Carolinas Investment Consulting is an independent financial advisory firm, specializing in investment and wealth management, as well as financial planning and advisory services. They cater primarily to high-net-worth individuals and families, providing personalized financial planning and portfolio management strategies. The company is not affiliated with any major brokerage firm, bank, or insurance company, allowing them to offer unbiased and tailored advice to their clients.

Southern Wealth Management specializes in a comprehensive range of financial services, including financial and estate planning, business succession planning, and tax consulting. The firm assists clients with compliance and the filing of tax returns, while also offering investment portfolio design and management. Additionally, Southern Wealth Management provides life insurance portfolio design and management, philanthropic planning, and plan management services. The firm aims to serve high-net-worth individuals and families through its family office services, ensuring tailored financial strategies to meet the unique needs of its clients.

Frontier Wealth Management, established in 2007, was a Missouri-based financial services firm headquartered in Kansas City. It offered a comprehensive suite of wealth management solutions, including financial planning, investment management, risk management, estate and tax planning, and corporate retirement services. The firm catered to individual, family, corporate, and non-profit clients, managing their assets under the guidance of its executive management team. However, it is no longer in operation.

Portfolio Evaluations was a privately-owned consulting firm that specialized in institutional investment and retirement plan consulting services. The firm operated independently, providing unbiased advice, guidance, and education to fiduciaries overseeing institutional investment programs. Its diverse client base included private and public entities such as corporations, non-profit institutions, endowments, foundations, governments, municipalities, and various designated groups. In 2022, Portfolio Evaluations was acquired by CAPTRUST Financial Advisors, marking a significant transition for the firm while maintaining its focus on supporting institutional clients in managing their investment strategies and retirement plans.

PWA Wealth Management is a firm that provides investment research and advisory services aimed at individuals, small business owners, and institutional clients. The company specializes in various areas including retirement plans, investment advisory services, investment management, wealth planning, and risk management. By focusing on these key services, PWA Wealth Management assists clients in achieving their financial objectives and managing their financial resources effectively.

Lakeside Wealth Management, located in Chesterton, Indiana, specializes in investment advisory services tailored for both institutions and individual clients. The firm focuses on retirement plan design and investment management, ensuring that clients receive comprehensive support in achieving their financial goals. Additionally, Lakeside offers participant education to enhance understanding of retirement options, as well as personalized financial planning and legacy planning services for wealth management clients. Through these offerings, the company aims to eliminate financial chaos and provide clarity in managing assets and preparing for the future.

South Texas Money Management, Ltd. is an employee-owned investment management firm based in San Antonio, Texas, with additional offices in Houston, Austin, Dallas, and Corpus Christi. Founded in 2000, the firm serves a diverse clientele that includes individuals, high net worth individuals, institutions, pension plans, charitable organizations, and government entities. South Texas Money Management specializes in managing separate equity and fixed income portfolios, focusing on both value and growth investments in large-cap companies. The firm employs a fundamental analysis approach to portfolio creation and conducts in-house research to inform its investment decisions. It benchmarks its equity portfolios against the S&P 500 Index, aiming to achieve quality and diversification in its investment process.

FCE Group is a prominent wealth management and investment advisory firm that offers a wide range of financial services to support clients in managing their financial affairs. The company specializes in financial planning, retirement planning, estate planning, investment management, and insurance analysis. By providing tailored financial expertise, FCE Group aims to meet the unique needs of clients at various stages of their financial journey. Through its diverse offerings, the firm positions itself as a trusted partner in helping individuals navigate their financial goals effectively.

Morton Wealth Management is a consulting firm providing comprehensive wealth management, financial planning and investment management services to high net worth individuals and families.

Catawba Capital Management, Inc. is an employee-owned investment manager based in Roanoke, Virginia, founded in June 1992. The firm specializes in providing personalized investment management services to a diverse clientele, including high net worth individuals, pension plans, charitable organizations, corporations, trusts, estates, endowments, and foundations. Catawba Capital focuses on managing separate client-centric equity and fixed income portfolios, utilizing a conservative investment approach that prioritizes high-quality securities at reasonable prices. The firm invests in both value and growth stocks within the public equity market and concentrates its fixed income investments in Virginia municipal bonds. To inform its investment decisions, Catawba employs fundamental analysis and a bottom-up stock picking strategy, supplemented by external research.