Nomura

Nomura is a global investment banking and securities firm headquartered in Tokyo, with regional offices in Hong Kong, London, and New York. Founded in 1925, it offers a wide range of financial services, including wholesale and retail services, investment banking, asset management, and advisory services for individuals, institutions, corporations, and governments. The firm operates through five main business divisions: retail, global markets, investment banking, merchant banking, and asset management. Nomura Asset Management Hong Kong Limited, a subsidiary, specializes in managing pooled investment vehicles and equity mutual funds, primarily focused on the Asian public equity markets. With a workforce of approximately 26,000 employees, Nomura aims to provide reliable and innovative financial solutions while expanding its client base and enhancing earnings through its comprehensive services.

Jun Arima

MD of Marketing, Product Development and Client Services

Steven Ashley

Senior Managing Director

Marco Buonaguidi

Managing Director - Investment Banking Uitilities and Infrastructure

David Mair Findlay

Senior Managing Director

Rig Karkhanis

Senior Managing Director and Head of Global Markets

Pravan Malhotra

Senior Advisor, Principal Investments

Koji Nagai

Group Chief Executive Officer and President

Yuji Nakata

Executive Managing Director

47 past transactions

BayWa r.e.

Debt Financing in 2023
They are at the forefront of a global energy transition. Every day they are finding new solutions, pushing technological boundaries and redefining service standards that are helping to make renewable energy even better. Not only looking to what comes next, but actively shaping it. Experienced companies from the renewables sector were integrated in 2009. Together they formed the successful BayWa r.e. brand. Today, BayWa r.e. is a leading global renewable energy developer, service supplier, wholesaler and energy solutions provider. They have operations throughout Europe, North America and Asia-Pacific, and are strategically investing in new and emerging markets. They also have the financial backing of BayWa AG, a EUR 16 billion business established for over 90 years.

Hecate Energy

Debt Financing in 2023
Hecate Energy is a developer focused on renewable energy projects, specifically solar, wind, and energy storage. The company aims to provide green power solutions to utilities, cities, universities, and large corporations. Hecate Energy manages the entire lifecycle of energy projects, from planning and inception to construction and operation, primarily within North America and select international markets. By concentrating on clean energy solutions, the company seeks to contribute to sustainable energy infrastructure development.

iBus Networks & Infrastructure

Venture Round in 2022
IBus Network was founded in 2013, born of a vision to connect people, places and things by providing next generation in-building solutions to deliver high quality, secure connectivity & provide first party hyper–local data intelligence. With a proven business model and scalability with profitability since inception, we have maintained a consistent growth, with a customer base 24 sites of 10 M. sq.ft. and a user base of 100,000. We focus on large scale impact connectivity technologies and are also well entrenched in the ecosystem to provide passive ‘Distributed Antenna System’ (DAS) solutions. We operate under a unique business model that is defined by service and revenue partnership with leading builders, top 3 hospitality operators and leading property management firms. While our hands-on technology expertise helps us solve complex multi-dimensional problems, it is our speed and flawless execution that has won us several leading Telcos as strategic clients.

Frame Motion Studio

Corporate Round in 2022
FrameMotion Studio is an internationally acclaimed and innovative multimedia studio that services including audiovisual production, multimedia, and online applications, event production, and management.

BLS International

Post in 2022
BLS International is an Indian specialist service provider for outsourcing of visa, passport, consular, attestation and citizen services.

Allinfra

Series A in 2022
Allinfra Ltd is a company that develops a blockchain-based platform for the tokenization of unlisted infrastructure finance and environmental assets. Founded in 2017 and based in the Cayman Islands, Allinfra's platform enables direct investments in these assets, allowing individuals and institutions to create, purchase, and transfer ownership interests. It provides an alternative source of financing for asset owners while enhancing liquidity and access in the market. The company also offers Allinfra Climate, an enterprise software solution that helps institutions achieve sustainability goals by collecting climate-relevant information directly from assets. This verifiable and auditable data can be stored, utilized, or monetized, thereby supporting sustainability efforts while facilitating investment in renewable and infrastructure projects.

Origis Energy

Debt Financing in 2022
Origis Energy is Powering the Solar RevolutionSM with custom clean energy solutions for utility, commercial and public sector clients. The Origis team has worked to ensure the interests of all stakeholders are upheld in more than 100 projects worldwide totaling 500+ megawatts to date of developed solar capacity. With offices in the U.S., Brazil and Belgium, Origis delivers excellence in solar project development, financing, engineering, procurement and construction (EPC) and operations, maintenance and asset management for investors and clean energy consumers across Europe and the Americas.

RateGain

Private Equity Round in 2021
RateGain Travel Technology Pvt. Ltd. specializes in providing web-based revenue optimization and distribution solutions for the global travel industry. Founded in 2004 and headquartered in Noida, India, with additional offices in London, Santa Pola, Dubai, and McLean, the company offers a range of products including RevGain for price optimization, RezGain for channel management, BrandGain for guest satisfaction and online reputation management, and PriceGain-Air, a cloud-based price intelligence tool. RateGain serves a diverse clientele that includes airlines, hotels, cruise lines, car rental companies, online travel agents, tour operators, and wholesalers. The company's innovative approach has established it as a leader in hospitality and travel technology, enabling clients to streamline operations and enhance sales performance.

Policybazaar

Funding Round in 2021
Policybazaar Insurance Brokers Private Limited is an online platform based in Gurugram, India, that specializes in offering a wide range of insurance services, including life, health, car, two-wheeler, travel, and home insurance. Founded in 2014, the company operates an insurance comparison portal and mobile application that allows consumers to compare various financial products effectively. By analyzing options such as medical, term life, and motor insurance, Policybazaar helps clients make informed decisions, often resulting in lower premiums due to competitive pricing. The company derives most of its revenue from its insurance services segment, aiming to raise awareness in India about the financial implications of unforeseen events like death and disease.

Nykaa

Funding Round in 2021
Nykaa is an e-Commerce platform for different beauty and wellness products for men and women. They also offer comprehensive content including product reviews, beauty how-to videos, articles by experts, and an e-beauty magazine. Their helpline helps to choose products and services best suited for customer's needs. Nykaa's products are authentic sourced directly from brands and provide a delivery experience. Nykaa was founded in 2012 by Falguni Nayar and is headquartered in Mumbai, Maharashtra, India.

Avanti Finance

Series A in 2021
Avanti Platform is an open-access digital financial spine, flexible enough for users and partners to create, curate and deploy the financial products

Crypto Garage

Corporate Round in 2021
Crypto Garage is developing truly trustless financial services and use cases with Bitcoin and blockchain technology. Theycollaborate with startups like Blockstream and research institutions in Japan and overseas. We’re currently seeking to hire talented full-stack engineers to join our team and lead the project. Skill sets related to Bitcoin Core and Layer 2 are not mandatory at present, but we are seeking highly ambitious candidates who will become top engineers in this arena with collaboration and mentorship from some of Bitcoin Core’s top developers and researchers.

Republic

Debt Financing in 2021
Founded in 2016 and based in New York City, Republic is an equity crowdfunding platform that enables individuals to invest in private companies with minimum contributions starting at $10. The platform focuses on providing access to investments in a variety of sectors, including startups, gaming, real estate, and cryptocurrencies. Republic caters to a diverse clientele comprising venture capital firms, family offices, and high-net-worth individuals, facilitating funding opportunities for innovative enterprises seeking capital from the general public.

Bullish Global

Venture Round in 2021
Bullish Global is a new blockchain-based cryptocurrency exchange designed to combine the performance, user privacy, and compliance offered by central order book technology with the vertically integrated user benefits of decentralized finance (DeFi) market architecture.

Bullish Global

Venture Round in 2021
Bullish Global is a new blockchain-based cryptocurrency exchange designed to combine the performance, user privacy, and compliance offered by central order book technology with the vertically integrated user benefits of decentralized finance (DeFi) market architecture.

Avanti Finance

Debt Financing in 2021
Avanti Platform is an open-access digital financial spine, flexible enough for users and partners to create, curate and deploy the financial products

Avanti Finance

Series A in 2021
Avanti Platform is an open-access digital financial spine, flexible enough for users and partners to create, curate and deploy the financial products

Barbeque Nation

Secondary Market in 2021
Barbeque Nation Hospitality is an Indian food service company that has revolutionized casual dining by introducing live grilling of kebabs at the table. Founded in 2006 and headquartered in Bengaluru, it operates 138 Barbeque Nation restaurants across 73 cities in India. In addition to its flagship brand, the company also manages Toscano restaurants and UBQ by Barbeque Nation. The focus is on providing high-quality food, a pleasant ambiance, and attentive service to enhance the dining experience. The majority of its revenue is generated from its operations in India, as it continues to expand its footprint in the competitive restaurant industry.

Pico

Series C in 2020
Pico is a leading provider of technology services for the financial markets community. Pico provides a best-in-class portfolio of innovative, transparent, low-latency markets solutions coupled with an agile and expert service delivery model. Instant access to financial markets is provided via PicoNet™, a globally comprehensive network platform instrumented natively with Corvil analytics and telemetry. Clients choose Pico when they want the freedom to move fast and create an operational edge in the fast-paced world of financial markets.

Avantus LLC

Debt Financing in 2020
8minute Solar Energy, LLC operates a developer of solar photovoltaics (PV) and storage projects in the United States. The company was formerly known as 8minutenergy Renewables, LLC and changed its name to 8minute Solar Energy, LLC in June 2019. 8minute Solar Energy, LLC was founded in 2009 and is based in San Francisco, California.

Blue Planet Environmental Solution

Corporate Round in 2020
Blue Planet Environmental Solution India Pvt. Ltd., headquartered in New Delhi, India, specializes in comprehensive waste management services. Founded in 2017, the company manages the entire waste lifecycle, including collection, transportation, segregation, and processing of various types of waste, such as municipal, hazardous, and electronic waste. It focuses on turning waste into valuable products, including energy and other alternative fuels, thereby promoting sustainability. As a subsidiary of Blue Planet Environmental Solutions Pte. Ltd., the organization is dedicated to upcycling waste materials and contributing to regional sustainability goals through technology-driven solutions. Blue Planet aims to have a positive environmental impact by transforming waste into revenue streams while supporting local authorities and government bodies in their environmental initiatives.

AES Distributed Energy

Debt Financing in 2020
The AES Corporation (AES), a Fortune 200 global power company, provides affordable, sustainable energy to 18 countries through a diverse portfolio of distribution businesses and 36 GW of generation capacity, including over 8 GW of renewables. Enabled by the acquisition of Main Street Power Company in February 2015, and leveraging AES’ expertise, relationships and scale, they deliver our clients the benefits of sustainable energy powered by resilient, turnkey solutions that we finance, own and operate. Currently available in the US, Mexico, El Salvador, Brazil and the Dominican Republic, AES brings reliable and cost-effective distributed energy systems to schools, municipalities, utilities, residences, and commercial and industrial clients. We have over 65 MW of distributed generation solar PV projects in operation across North America, and over 200 MW in development in the Western Hemisphere.

Greentech Capital Advisors

Acquisition in 2019
Greentech Capital Advisors is a specialist investment banking firm serving companies transforming the world’s energy, industrial, and resource infrastructure. The firm provides financial advisory services – such as M&A, exclusive sale transactions, restructurings, private placements and project finance – to the global corporations and emerging growth companies that are driving the transition to a clean growth economy. Through its offices in New York, Zurich and San Francisco, the firm’s professionals maintain an extensive global network of direct relationships. With more expertise and more deal experience in the clean technology space, Greentech Capital Advisors offers clients tailored solutions designed to meet their needs.

Securitize

Series A in 2019
Securitize, Inc. is a compliance platform that specializes in the issuance and management of digital securities. Founded in 2017 and based in Redwood City, California, the company offers a range of services for issuers, including document handling, investor communications, and accreditation. For investors, Securitize provides tools for wallet management, an investor dashboard, and token distribution. The platform enables eligible investors to own, manage, and trade digital securities in various capital markets, including equity, funds, fixed income, and real estate. Securitize is recognized as a registered transfer agent and is integrated with multiple regulated U.S. marketplaces, allowing it to facilitate compliant digital securities transactions. Additionally, the company offers KYC/AML and capital management services, ensuring a secure environment for both issuers and investors.
Unifin Financiera, S.A.B. de C.V., SOFOM, E.N.R. is a leasing company based in Mexico City, specializing in various financial services. The company operates through three main segments: Leases, Factoring, and Other Loans. Unifin provides leasing solutions for a wide range of assets, including motor vehicles, machinery, and equipment across different industries. It also offers liquidity services by acquiring or discounting accounts receivables and granting loans for the purchase of new or used vehicles to both individuals and businesses. Additionally, the company provides working capital financing and manages guarantee trusts while offering a variety of credit services. Unifin's factoring services include direct and delegated collection options, as well as vendor financing. Furthermore, the company offers a range of insurance products, covering personal, life, medical, and property-related risks. Founded in 1993, Unifin has established itself as a key player in Mexico's financial sector.

Cogent Labs

Series B in 2019
Cogent Labs Inc., founded in 2015 and based in Tokyo, Japan, specializes in the development of artificial intelligence software aimed at enhancing data input and API documentation. The company focuses on both fundamental and applied AI research, striving to create practical solutions that improve quality of life. Their expertise spans various fields, including time-series forecasting, information extraction, natural language processing, voice processing, and reinforcement learning. Through its innovative approach, Cogent Labs bridges the gap between advanced AI technologies and real-world applications.

Quantstamp

Seed Round in 2019
Quantstamp, Inc. is a company that specializes in enhancing the security of blockchain technology. Founded in 2017 and based in Dover, Delaware, Quantstamp develops scalable security-audit solutions for blockchain developers and projects. The company's software is designed to monitor and audit various components of decentralized applications, including smart contracts, off-chain activities, networking, and front-end interfaces. By providing thorough security assessments, Quantstamp enables users to implement rigorous auditing processes for their blockchain projects, ensuring they are well-prepared for launch and future developments.

Cinnamon AI

Series B in 2019
Cinnamon, Inc., based in Tokyo, Japan, specializes in artificial intelligence products and consulting services aimed at enhancing human productivity by automating repetitive tasks. The company has developed several innovative tools, including an auto documentation system that extracts information from various sources such as application forms and emails to generate formatted documents. Additionally, Cinnamon AI offers a highly accurate recommendation and matching engine, alongside a natural language understanding chatbot. These solutions are designed to facilitate more efficient workflows, allowing users to concentrate on creative and strategic activities by leveraging accumulated data patterns for better decision-making.

Z-Works

Venture Round in 2018
Z-Works Inc. is a technology company based in Tokyo, Japan, specializing in Internet of Things (IoT) solutions. Founded in 2015, the company offers a range of IoT devices, including various types of sensors, smart locks, and smart meters. In addition to its hardware, Z-Works provides consulting services to support proof of concept and develop sensor packages for specific applications. The company's flagship product, the Z-Works Life Engine, is a cloud-based IoT platform that enables users to collect and analyze data from devices equipped with Z-Wave technology. This platform allows for remote monitoring and control of connected devices through a smartphone interface.

chikaku

Series A in 2018
Chikaku Inc. manufactures setup boxes for grandparents to watch their grandkids. Its solution allows watching videos and photos on screen by plugging the device. Chikaku Inc. was founded in 2014 and is based in Tokyo, Japan.

Indian Energy Exchange

Private Equity Round in 2017
Indian Energy Exchange Limited operates as a leading power trading platform in India, facilitating efficient price discovery and risk management for electricity market participants. Since its incorporation in 2007 and based in New Delhi, IEX provides a variety of trading products including the Day-Ahead Market for next-day electricity deliveries, the Term-Ahead Market for intra-day and weekly contracts, and the Real-Time Market for immediate power needs. Additionally, IEX supports the trading of Renewable Energy Certificates, aiding in the procurement of renewable energy, and Energy Saving Certificates. With over 5,800 registered participants, including distribution companies, electricity generators, and various industries, the platform enhances accessibility and transparency in the Indian power market.

SoundHound

Series D in 2017
SoundHound Inc. specializes in voice-enabled artificial intelligence and conversational intelligence technologies. The company's primary products include Hound, a voice-enabled search engine that offers information, entertainment, and communication services, and SoundHound, a music recognition app that identifies songs and allows users to explore and share music. Additionally, SoundHound provides Houndify, a versatile AI platform designed for developers and businesses, which includes advanced speech recognition and natural language understanding capabilities. Houndify enables customization and integration of voice technology while preserving brand control. Founded in 2005 and initially known as Melodis Corporation, SoundHound changed its name in 2010 and is headquartered in Santa Clara, California, with additional offices in major cities across the United States, Canada, and Japan. The company has invested over a decade in research and development, establishing itself as a leader in the field of voice and AI technologies.

Future Lifestyle Fashions

Venture Round in 2017
Future Lifestyle Fashions Limited operates as an integrated fashion company in India. It primarily operates a chain of department retail format stores under the Central name; youth fashion stores under the Brand Factory name; sportswear and sports goods specialty chain under the Planet Sports name; and fashionable, stylish, social media savvy, and selfie-lovers fashion stores under the I Am In name. The company offers formal menswear, casual wear, active or sportswear, women’s ethnic wear, women’s denim wear, women’s casual wear, footwear, and accessories under a portfolio of fashion brands.

Parag Milk Foods

Venture Round in 2016
At Parag, each day is filled with providing new inspiration to consumers, to create fresh trends in dairy consumption. Each of their brands Gowardhan, Go, Topp Up and Pride of Cows, play a central role in people's lives – they awake to them and consume them all day long. Each with their own unique taste and place in life. They are passionate about making milk moments a source of delight and inspiration. From new ways to delight children, to healthier ways to spread goodness and cheer in families, from delicious ways to entertain friends, to providing the quickest ways in which a mother can provide taste and nutrition.

TeamLease Services

Venture Round in 2016
We are one of India's leading providers of human resource services in the organized segment, delivering a broad range of human resource services to various industries, with a vision to Putting India to Work. TeamLease Services - Established in 2002 is now one of India’s leading providers of human resource services and foremost people supply chain company with 8 regional offices and over 1000 full time employees. Our services span the entire supply chain of human resources in India, covering 3 E’s - Employment, Employability and Education. According to CRISIL, we are one of the largest temporary staffing company in India in terms of revenues and no. of associate employees in 2014. The company currently has 99,090 associates across the country and have till date provided employment to approx. 1.12 million people with an aim to hire millions more!

Sadbhav Infrastructure Projects

Venture Round in 2015
Sadbhav’s business currently focuses on Infrastructure projects which include Construction of Roads & Highways, Bridges, Irrigation supporting infrastructure and Mining. Today Sadbhav has successfully constructed more than 4200 Lane Kms. of Roads and Highways (both National and State Highways) while 3500 Lane Kms. are under various stages of construction. Sadbhav has done work for/withhighly reputable clients like NHAI, Sardar Sarovar Narmada Nigam, Coal India, GIPCL, GHCL, L&T, HCC, Punj Lloyd etc.

RedHill Biopharma

Post in 2015
RedHill Biopharma Ltd. is a specialty biopharmaceutical company based in Tel Aviv, Israel, established in 2009. The company focuses on developing and commercializing innovative treatments primarily for gastrointestinal and infectious diseases. RedHill markets several gastrointestinal drugs, including Movantik for opioid-induced constipation, Talicia for Helicobacter pylori infection, and Aemcolo for travelers’ diarrhea. In addition to its marketed products, the company is advancing multiple late-stage investigational programs. These include RHB-204, which targets pulmonary nontuberculous mycobacterial infections; opaganib, a selective inhibitor with ongoing studies for COVID-19, prostate cancer, and cholangiocarcinoma; and RHB-104 for Crohn's disease. Other projects involve RHB-102 for acute gastroenteritis and gastritis, RHB-107 for cancer and inflammatory gastrointestinal diseases, and RHB-106, an encapsulated bowel preparation. RedHill Biopharma emphasizes acquiring, developing, and improving existing drugs and orphan drugs through its innovative approach to drug formulation and regulatory pathways.
Symphony Communication Services, LLC develops a secure collaboration platform tailored for financial institutions, enabling traders and portfolio managers to communicate effectively through messaging, screen sharing, and audio/video conferencing. The platform consolidates digital communications into a single application, allowing users to integrate various applications and bots into their workflows while ensuring data security and regulatory compliance. Symphony offers a range of solutions for enterprise collaboration, including tools for internal and external communication, document sharing, and application integration. Founded in 2012 and headquartered in Palo Alto, California, Symphony has additional offices in major global financial centers such as New York, London, Hong Kong, and Tokyo. The company, previously known as Perzo Inc., was rebranded in 2014 and operates as a subsidiary of The Goldman Sachs Group, Inc.

Healios

Corporate Round in 2012
Healios is a biotechnology company focused on research, development, and manufacturing in the fields of cellular and regenerative medicine. The company is collaborating with RIKEN, a prominent research institute in Japan, to commercialize the first pharmaceutical transplantation of retinal pigment epithelium (RPE) cells derived from human induced pluripotent stem cells (hiPSCs) for the treatment of age-related macular degeneration (AMD). This innovative therapy aims to regenerate retinal function and enhance visual capabilities in individuals suffering from retinal degenerative diseases. Additionally, Healios is engaged in the development and sales of ophthalmological surgery adjuvants and is exploring organ anlage transplantation therapies. The capital raised by the company underscores its commitment to advancing therapeutics based on Nobel Prize-winning hiPSC technology and making significant contributions to the field of regenerative medicine.

Tricorn Partners

Acquisition in 2009
Tricorn Partners LLP is a London-based boutique investment banking firm that specializes in financial advisory services. Established in 2003, the firm provides a range of offerings including mergers and acquisitions, valuations, capital raising, and private placements. It also advises on corporate development, capital structure, floatations, demergers, and governance. Tricorn Partners serves a diverse clientele of major domestic and international companies, as well as private equity firms. The firm is currently in liquidation and operates as a subsidiary of Nomura International plc.

Lehman Brothers

Acquisition in 2008
Lehman Brothers was a global financial services firm that was founded in 1850 and went bankrupt in 2008. [Barclays](http://www.crunchbase.com/financial-organization/barclays-capital) acquired Lehman Brothers' North American investment banking and capital markets businesses for $250 million.

Huntress Search

Acquisition in 2007
Huntress Search Limited operates as a white collar recruitment company. The company provides permanent, contract, and temporary staff in professional areas, including commercial, technology, finance, legal, executive search, public relations and marketing, and executive personal assistant. It serves small to medium sized entities and blue chip corporations. The company was founded in 2000 and is headquartered in London, United Kingdom with additional offices in Bracknell, Brighton, Bromley, Crawley, Croydon, Docklands, Epsom, Exeter, Guildford, Hammersmith, Leeds, London City, Maidstone, Nottingham, Portsmouth, Reading, Sutton, and Victoria, United Kingdom, as well as in Dubai, United Arab Emirates.

Instinet

Acquisition in 2006
Instinet Incorporated, through its subsidiaries, operates as an electronic trading and agency-only brokerage services company in the United States and internationally. The company provides a suite of electronic trading tools, sales and portfolio trading, commission management services, and access to independent research. It also offers a range of broker-neutral and multi-asset front ends to address varying user needs from basic execution to advanced analytics; event-driven algorithmic trading strategies; liquidity solutions; transaction cost analytics and visualization tools; and multi-asset trading platforms. The company was founded in 1969 and is based in New York, New York. Instinet Incorporated operates as a subsidiary of Nomura Holdings, Inc.

Zoologic

Series B in 2001
Zoologic offers online learning solutions for financial professionals.
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