Ladenburg Thalmann

Ladenburg Thalmann Financial Services Inc. is a full service financial company committed to meeting the diverse and changing needs of their clients by providing a full array of innovative, customized financial solutions. They have built a strong reputation for partnering with dynamic companies and helping them achieve growth with purposeful investment strategies and thoughtful guidance.

Doug Baxley

Vice President, Retirement and Fiduciary Services

Lionel Leventhal

Managing Director

Ahu Demir Ph.D

Managing Director, Equity Research, Biotechnology

10 past transactions

Oncolytics Biotech

Post in 2019
Oncolytics Biotech Inc. is a clinical-stage biopharmaceutical company based in Calgary, Canada, focused on developing innovative therapies for cancer treatment. Its primary product, pelareorep, is an immuno-oncology agent derived from reovirus, designed to enhance the immune system's ability to target and eliminate tumors, particularly those with an activated Ras pathway. The company has established collaboration agreements with Merck KGaA and Pfizer to explore the use of pelareorep in combination with other treatments for specific types of cancer, including hormone-receptor positive, human epidermal growth factor 2-negative metastatic breast cancer. In addition to pelareorep, Oncolytics Biotech is advancing other projects in its pipeline aimed at various cancers, including breast and gastrointestinal cancers. Founded in 1998, Oncolytics Biotech continues to seek novel approaches to address unmet medical needs in oncology.

Intec Pharma

Post in 2018
Intec Pharma Ltd is a clinical-stage biopharmaceutical company based in Jerusalem, Israel, dedicated to developing drugs using its proprietary Accordion Pill platform technology. This innovative oral drug delivery system aims to enhance the efficacy and safety of both existing and new medications through a specialized gastric retention and release mechanism. The company's lead candidate, Accordion Pill Carbidopa/Levodopa, is undergoing Phase III clinical trials for treating symptoms of advanced Parkinson's disease. Additionally, Intec Pharma is developing Accordion Pill Zaleplon, also in Phase III trials, for insomnia management, and has other candidates aimed at preventing and treating NSAID-induced ulcers, as well as products containing Cannabidiol and Tetrahydrocannabinol for various pain conditions. The company has established collaborations, including a research agreement with Merck to explore the Accordion Pill platform and a feasibility agreement with GW Research Limited for an undisclosed research initiative. Founded in 2000, Intec Pharma was previously known as Intec Pharmaceuticals before rebranding in 2004.

Securities Service Network

Acquisition in 2014
Founded in 1983 as one of the nation’s first fee-based, independent broker dealers, Securities Service Network (SSN) is built on the core foundation of serving others. Our rep-as-customer culture is central to our way of thinking and is reflected in every aspect of our company. In fact, our entire business is centered around developing partner relationships with and supporting the success of our independent financial professionals and their clients. Plus, everything we do is done with a commitment to our core values of integrity, respect, teamwork, professionalism and enthusiasm.

KMS Financial Services

Acquisition in 2014
KMS Financial Services is an investment advisory firm that offers a range of financial services to its clients. The company specializes in brokerage services, providing access to securities and facilitating investment transactions. In addition to brokerage, KMS Financial Services offers comprehensive financial planning to help clients achieve their financial goals. The firm also provides traditional and variable insurance products, ensuring that clients have options for protecting their assets and managing risk. Through its diverse offerings, KMS Financial Services aims to support individuals and businesses in navigating their financial journeys effectively.

Highland Capital Brokerage

Acquisition in 2014
Highland Capital Brokerage is a national life insurance and annuity distribution company based in Birmingham, Alabama. It specializes in providing financial advisors and insurance professionals with point-of-sale support, advanced marketing strategies, and innovative estate and business planning techniques. The company focuses on core services such as life insurance, disability insurance, annuities, longevity planning, and long-term care. Highland Capital Brokerage offers objective access to major insurance carriers and expertise in risk underwriting, along with complete back-office processing. Its client-centric approach serves a diverse clientele that includes insurance brokers, financial planners, banks, wirehouses, and certified public accountant firms, ensuring efficient and informed decision-making in the insurance and investment landscape.

Premier Trust

Acquisition in 2010
Premier Trust Inc. provides comprehensive estate, trust and self-directed IRA administration. Chartered and based in Nevada, the firm’s long-lasting client relationships rest on a solid foundation—to provide for clients’ heirs in complete alignment of each client’s wishes. The firm’s niche sets them apart: Premier administrates trusts only, allowing clients to retain the relationships they have with their existing investment and financial professionals. Premier matches each client with the trust officer and administrative team most suited to a client’s unique requirements. With more than 150 years combined experience dealing with estates and trusts of all types and sizes, Premier is committed to administrative excellence from the dedicated, experienced operations and compliance personnel to the professional administrators they support. Always flexible, Premier Trust holds clients’ trust investment assets at the broker-dealer or nationally recognized securities clearing firm of their client’s choosing.

Triad Advisors

Acquisition in 2008
Triad Advisors, Inc., headquartered in Atlanta, Georgia, is a national independent broker-dealer and multi-custodial SEC-Registered Investment Advisor (RIA). It is a leader in the Hybrid RIA marketplace, offering a blend of fee- and commission-based client solutions. With more than 550 representatives and advisors across the country, Triad provides a comprehensive platform that includes a wide range of products, trading and technology systems, and tailored wealth management services. The firm is recognized for its rapid growth and success within the industry, having been named the leading broker-dealer for Hybrid RIAs from 2010 to 2014 by Investment Advisor Magazine. Additionally, Triad offers transition services and business coaching to support its advisors and enhance their practices.

Investacorp

Acquisition in 2007
Investacorp is an independent financial services firm headquartered in Miami, Florida. Their national network of financial advisors provide investment solutions and wealth management advice to individuals, families, business owners and institutions.

Waverider Communications

Venture Round in 1999
WaveRider Communications is a global provider of fixed wireless Internet access products, specializing in non-line-of-sight broadband solutions. The company offers a range of products, including its Last Mile Solution and NCL product families, which are designed to connect businesses and residential subscribers to the Internet efficiently. Additionally, WaveRider manufactures wireless communication devices that support internet and local area network (LAN) connectivity, including mobile WAN systems and wireless bridges and routers. By focusing on cost-effective wireless solutions, WaveRider aims to help its customers achieve their connectivity objectives.
Spot something off? Help us improve by flagging any incorrect or outdated information. Just email us at support@teaserclub.com. Your feedback is most welcome.