Lovell Minnick Partners

STP Investment Services is a provider of technology-enabled outsourcing solutions designed to support institutional and wealth managers, plan sponsors, fund managers, and family offices. The company specializes in investment operations outsourcing, fund services, business process solutions, portfolio accounting, and data management. By offering scalable and transparent middle and back office services, STP Investment Services equips clients with the necessary technology and expertise to concentrate on their core business objectives. In recognition of its growth and accomplishments, the company received the Philadelphia CEO Report Velocity 50 Award in 2018, highlighting its status as one of the region's fastest-growing firms.

Operator of a general agency serving health insurance agents in California, Colorado and Texas. The company offers sales assistance, technology and back-office service supporting agents across multiple insurance markets from individuals, Medicare, dental, life insurance, benefits administration and workers' compensation, enabling them to grow their business in a rapidly changing marketplace.

UniversalCIS has grown to be one of the largest national providers of mortgage services, lending services, and tri-merge credit reports by consistently providing the industry’s best-in-class integrated technology solutions with top customer service.

DashCMA is a software company that specializes in comparative market analysis tools for real estate agents. Founded in 2018 and based in Los Angeles, California, DashCMA aims to streamline the CMA process by presenting essential data points in a clear and interactive dashboard format. This innovative approach allows agents to quickly transform local multiple listing service data and market information into engaging graphs and presentations, facilitating effective pricing discussions with clients. By simplifying complex information, DashCMA enhances the agent-client relationship and improves the efficiency of market analysis in the real estate sector.

FortisPay offers thier clients thier extensive industry experience along with unparalleled customer service. They don’t just “talk the talk,” their representatives have backgrounds in retail, hospitality, medical, automotive, restaurants, and more. They share their knowledge, making sure you have the perfect payment system your business requires.

Pathstone Federal Street is a New Jersey-based advisory firm established in 2010, specializing in wealth management and investment advisory services. The firm primarily serves family offices and high-net-worth individuals throughout the United States, offering tailored financial solutions to meet their clients' unique needs. Through a combination of expertise and personalized service, Pathstone Federal Street aims to help clients effectively manage and grow their wealth.

Billhighway is a cloud-based system designed for non-profit organizations that combines payment processing, banking and accounting solutions together in one system allowing for straight-through financial processing. With the time, money and resources you will save by using Billhighway, you’ll be able to spend more time advancing your non-profit organization’s mission rather than managing your finances. As a single, integrated platform, the Billhighway system enables straight-through processing of all financial aspects of a transaction. For your organization, this means significant reductions in the time lost on inefficient processes, and better data for tactical, operational and strategic decision-making. Billhighway's financial solution consolidates multiple local bank accounts into a single operating account, using multiple virtual accounts. This simplified approach allow funds to be routed directly to cash accounts in real-time, creating separate accounts for national and local revenue centers, supporting native A/R and A/P functions. The platform was designed for due & fee based organizations, such as non-profits and is configured to match the organizations specific accounting structures (Chart of Account, Cash vs. Accrual, etc.). Billhighway meets Generally Accepted Accounting Principles (GAAP) to enable successful annual audits and offers tools for budgeting and success planning. Improving your group's financial health and operational efficiency is what we are all about.

Charles Taylor Limited is a UK-based provider of professional services and technology solutions tailored for the insurance market. The company operates through several segments, including Management Services, Adjusting Services, and Insurance Support Services. The Management Services segment offers outsourced management for underwriting, claims, reinsurance, and loss prevention, alongside regulatory and accounting support. The Adjusting Services segment specializes in loss adjusting across various sectors such as aviation, energy, marine, and property, providing both technical support and general loss adjusting services. The Insurance Support Services segment delivers a wide array of professional and technical services, including outsourced insurance support, investment management, and specialty risk management. Founded in 1884 and headquartered in London, Charles Taylor aims to provide comprehensive solutions to mutual insurance associations and captive insurance companies, facilitating the resolution of complex claims efficiently.

InsideRE, LLC is a software-as-a-service (SaaS) provider based in Salt Lake City, specializing in solutions for the real estate industry. The company develops and distributes a platform that includes lead generation and management tools, an integrated customer relationship management (CRM) system, and advanced performance analytics and transaction management integrations. InsideRE's technology supports various functionalities such as mobile web development, IDX, SEO, and automated reporting, enabling real estate agents and brokers to effectively source, convert, and manage their clients. The company's offerings also incorporate integrations with popular services like Google Maps and Mailchimp, enhancing the marketing capabilities of its users. Founded by Joe Skousen, InsideRE aims to streamline the operational processes of real estate professionals through innovative software solutions.

oneZero Financial Systems, LLC is a technology firm that specializes in developing software solutions for foreign exchange brokerages and financial institutions. Founded in 2009 and headquartered in Cambridge, Massachusetts, with an additional office in London, the company provides a variety of services including liquidity distribution, risk management, regulatory reporting, and trade monitoring. Key products include the oneZero MT4 Liquidity Bridge, which allows brokers to manage their MT4 operations efficiently, and the oneZero Hub, which connects trading platforms to aggregated liquidity. The firm also offers comprehensive analytics through its Advanced Reporting and Monitoring System, enabling clients to oversee market and credit risk effectively. oneZero serves a diverse clientele, including global brokers, banks, funds, and other participants in the financial and commodity markets.

ATTOM Data Solutions specializes in providing comprehensive data related to real estate, including property tax, deed, mortgage, foreclosure, environmental risk, and neighborhood information. The company aggregates data from over 3,000 U.S. counties, covering more than 155 million residential and commercial properties. With a meticulous data management process comprising over 20 steps, ATTOM ensures the accuracy and consistency of its data, assigning each property a unique identifier known as the ATTOM ID. The extensive data warehouse contains approximately 29.6 billion rows of transactional-level data and over 7,200 distinct attributes, facilitating real estate transparency for a diverse range of clients, including innovators, developers, and policymakers. ATTOM offers flexible delivery solutions such as bulk file licenses, APIs, and customized reports to cater to the needs of various industries, including real estate, mortgage, insurance, and marketing.

SRS Acquiom Inc. provides shareholder representation, payments administration, and escrow investment services to merger parties for managing post-closing activity in private merger and acquisition (M&A) transactions. The company offers shareholder representative services, including post-closing administration, dispute resolution and litigation management, entity management, and deal analytics; and analytics, data studies, and other services. It also offers online payment administration services through Acquiom|Clearinghouse, an online platform that facilitates disbursements of merger proceeds to enable shareholders to confirm holding, provide tax and payment information, and submit instructions; distributes escrow solutions from banks to make M&A closings simple and deliver immediate liquidity; and offers Acquiom|EscrowExchange services to enable escrow holders to accelerate payments, lock in a value for their escrow position, and avoid the risk of unpredictable losses that could result from indemnification claims against the escrow. The company offers its services to venture capital and private equity clients, as well as investors, serial buyers, shareholders, management teams, and owners of closely held businesses in San Francisco, Boston, Denver, Tel Aviv, and Toronto. SRS Acquiom Inc. was incorporated in 2013 and is based in San Francisco, California.

National Auto Care, established in 1984, specializes in providing vehicle finance and insurance (F&I) products tailored for the automobile industry. The company develops innovative F&I solutions that enhance dealer offerings while ensuring strong consumer value and satisfaction. Its services include product administration, training, and marketing support, catering to a diverse clientele that encompasses independent agents, insurance companies, financial institutions, third-party administrators, credit unions, and auto manufacturers. National Auto Care has received recognition for its excellence in F&I products, including a Gold Dealer's Choice Award from Auto Dealer Today, and has been acknowledged as a Top Workplace. Through collaboration with agent partners, the company aims to boost sales and profitability for its clients.

Tortoise is a leader in essential assets and income investing. Through its registered advisers, Tortoise provides investors access to differentiated active and passive investment solutions and market insights and had $20.2 billion assets under advisement as of September 30, 2017 .

Founded in 1987, CenterSquare Investment Management is a global investment manager targeting on real estate and infrastructure strategies. CenterSquare manages private equity investments, real estate debt investments, portfolios of global listed infrastructure securities, and portfolios of real estate securities, including U.S. and Global REITs. CenterSquare is owned by a partnership between its management team and private equity partner Lovell Minnick Partners, and is headquartered in Pennsylvania. In 2017, the firm announces separation from BNY Mellon.

Global Financial is the nation's leader in pre-settlement cash advances. We offer the most professional and experienced staff along with the most competitive rates.

Trea Asset Management is an independent asset manager based in Spain, with offices in Barcelona and Madrid. The firm specializes in managing a diverse range of traditional and alternative funds tailored for institutional clients. Trea is registered with the Spanish regulator, CNMV, and is authorized to manage various fund types, including UCITS, SICAVs, and unit-linked products across Spain, Ireland, and Luxembourg. Additionally, Trea co-manages the Trea US Ventures Fund, an early-stage venture capital fund focused on healthcare investments in the United States and North America. This fund emphasizes impact investments, specifically targeting therapeutic interventions that offer clinical benefits, and is classified as an Article 9 fund under the EU Sustainable Finance Disclosure Regulation.

Foreside Fund Services, a subsidiary of Foreside Financial Group, was founded in 1998 and is headquartered in Portland, Maine. The company specializes in regulatory compliance and offers a range of services including fund and advisor compliance, distribution consulting, and legal underwriting. Foreside Fund Services also functions as an affiliated broker-dealer, providing placement agent services to private equity firms and various asset classes. Its expertise encompasses alternative investment compliance and consulting solutions, positioning it as a key player in the financial services sector.

Currency Capital, LLC is an online equipment financing company that utilizes advanced technology to streamline the lending process for businesses. Founded in 2001 and based in Los Angeles, California, Currency provides a range of services including an application programming interface (API) for currency transactions, lending services, and payment solutions. The company also focuses on identity verification, credit reporting, and fraud prevention, offering features such as mobile solutions, income tax return verification, and bank statement verification. By creating a more comprehensive financial assessment at the outset of the application process, Currency Capital aims to reduce delays in funding, thus supporting businesses that require quick access to capital. Since its inception, the company has facilitated over $500 million in loans to assist businesses in overcoming financial challenges.

Engage People Inc. is a developer of a SaaS-based platform for managing loyalty and incentive programs, enabling enterprises to effectively engage and reward their customers, employees, and sales channels. Founded in 2008 and headquartered in Concord, Canada, the company has expanded its presence with offices in Australia, Italy, the United Kingdom, and the United States. Engage’s solutions include a range of applications such as Podium, a recognition tool, and various fulfillment services for loyalty programs. The platform supports a local redemption global application, allowing users to earn and redeem loyalty rewards across e-commerce sites worldwide. Engage People is recognized for its rapid growth and has a legacy stemming from the amalgamation of five established service organizations within the loyalty and recognition sectors.

Currency Capital, LLC is an online equipment financing company that utilizes advanced technology to streamline the lending process for businesses. Founded in 2001 and based in Los Angeles, California, Currency provides a range of services including an application programming interface (API) for currency transactions, lending services, and payment solutions. The company also focuses on identity verification, credit reporting, and fraud prevention, offering features such as mobile solutions, income tax return verification, and bank statement verification. By creating a more comprehensive financial assessment at the outset of the application process, Currency Capital aims to reduce delays in funding, thus supporting businesses that require quick access to capital. Since its inception, the company has facilitated over $500 million in loans to assist businesses in overcoming financial challenges.

Trea Asset Management is an independent asset manager based in Spain, with offices in Barcelona and Madrid. The firm specializes in managing a diverse range of traditional and alternative funds tailored for institutional clients. Trea is registered with the Spanish regulator, CNMV, and is authorized to manage various fund types, including UCITS, SICAVs, and unit-linked products across Spain, Ireland, and Luxembourg. Additionally, Trea co-manages the Trea US Ventures Fund, an early-stage venture capital fund focused on healthcare investments in the United States and North America. This fund emphasizes impact investments, specifically targeting therapeutic interventions that offer clinical benefits, and is classified as an Article 9 fund under the EU Sustainable Finance Disclosure Regulation.

Engage People Inc. is a developer of a SaaS-based platform for managing loyalty and incentive programs, enabling enterprises to effectively engage and reward their customers, employees, and sales channels. Founded in 2008 and headquartered in Concord, Canada, the company has expanded its presence with offices in Australia, Italy, the United Kingdom, and the United States. Engage’s solutions include a range of applications such as Podium, a recognition tool, and various fulfillment services for loyalty programs. The platform supports a local redemption global application, allowing users to earn and redeem loyalty rewards across e-commerce sites worldwide. Engage People is recognized for its rapid growth and has a legacy stemming from the amalgamation of five established service organizations within the loyalty and recognition sectors.

Foreside Fund Services, a subsidiary of Foreside Financial Group, was founded in 1998 and is headquartered in Portland, Maine. The company specializes in regulatory compliance and offers a range of services including fund and advisor compliance, distribution consulting, and legal underwriting. Foreside Fund Services also functions as an affiliated broker-dealer, providing placement agent services to private equity firms and various asset classes. Its expertise encompasses alternative investment compliance and consulting solutions, positioning it as a key player in the financial services sector.

J.S. Held LLC, established in 1974 in New York, is a consulting services firm that provides expertise across various sectors, including aerospace, food, healthcare, government, and real estate. The firm specializes in technical, scientific, financial, and advisory services, which include property damage assessment, safety consulting, engineering, forensic accounting, and water restoration. With a commitment to helping clients navigate complex and challenging situations, J.S. Held has expanded its operations over the years and now has multiple office locations across the United States.

Global Financial is the nation's leader in pre-settlement cash advances. We offer the most professional and experienced staff along with the most competitive rates.

Worldwide Facilities, established in 1970, is a national insurance wholesale broker and managing general agent. The company specializes in providing insurance brokerage services tailored to various sectors, including healthcare, hospitality, legal, marine, and manufacturing. Their team of insurance specialists has access to a wide range of domestic and international specialty insurance markets, allowing them to offer comprehensive solutions such as property, casualty, workers' compensation, and personal and life health insurance. With satellite offices in major metropolitan areas across the United States, including Chicago, Phoenix, Atlanta, St. Louis, and Houston, Worldwide Facilities is committed to delivering effective insurance solutions to meet the diverse needs of its clients.

LSQ is a non-traditional financial institution based in Orlando, Florida, specializing in cash flow management for small and mid-sized enterprises. The company offers innovative solutions such as invoice financing and supply chain finance, allowing businesses to quickly access cash tied up in open invoices. With over 20 years of experience, LSQ has facilitated access to more than $25 billion in funding for thousands of clients across various industries in the United States. By combining human insights with advanced technology, LSQ aims to provide a straightforward and secure funding experience that helps clients optimize their earnings and streamline their working capital needs.

TriState Capital Holdings, Inc. serves as the bank holding company for TriState Capital Bank, offering a range of banking products and services primarily targeted at middle-market businesses and high-net-worth individuals in the United States. The company operates through two main segments: Bank and Investment Management. Its banking services include various deposit products such as checking accounts, money market accounts, and certificates of deposit, alongside an array of loan options secured by cash, marketable securities, or real estate. Additionally, the bank provides liquidity and treasury management services, including online balance reporting and foreign exchange services. The investment management segment offers advisory services for equity and fixed income, catering to ultra-high-net-worth and institutional clients. TriState Capital operates from its headquarters in Pittsburgh, Pennsylvania, with additional offices in Cleveland, Philadelphia, Edison, and New York. Founded in 2006, the company continues to focus on delivering tailored financial solutions to its clients.

Since 1991, Matthews International Capital Management has focused its efforts and expertise on investing in Asia. Matthews employs a bottom-up, fundamental investment philosophy, with a focus on long-term investment performance. Matthews manages assets for individuals and institutions and our investment offerings provide a broad range of choices for building a global portfolio that includes exposure to Asia.

Commercial Credit Group is an independent specialty finance company that focuses on providing secured loans and leases for commercial and industrial equipment. The firm primarily serves small and mid-sized businesses within the transportation, waste management, and construction sectors. It offers a range of services including equipment financing, refinancing, leasing, debt consolidation, and working capital solutions. By catering to the specific financial needs of its clients, Commercial Credit Group helps them navigate business cycles, acquire necessary equipment, and foster growth in their operations.

Dahlman Rose & Company, LLC was a research-driven investment bank that specialized in transportation, infrastructure, and sectors related to the global supply chain. Founded in 2004 and headquartered in New York, with additional offices in Boston, Houston, and San Francisco, the firm offered a range of services including institutional sales and trading, equity and fixed income research, mergers and acquisitions advisory, and underwriting. The team at Dahlman Rose focused on various verticals within the natural resources supply chain, covering areas such as marine shipping, offshore services, exploration and production, oilfield services, as well as coal, metals, mining, rail, trucking, and air freight. The firm was acquired by Cowen Group, Inc. in March 2013.

First Allied Securities is a Consulting company.

Keane is the leader in unclaimed property communications, compliance, and consulting services in the country. No other firm offers our complete suite of services. From customized communication programs and data analysis to in-depth consulting and annual compliance reporting, Keane provides corporations, mutual funds, banks, brokerage, insurance companies and transfer agents with a depth and breadth of services that is unmatched. The Keane Organization and Venio, LLC – the two leading unclaimed property companies in America – joined forces in December of 2010 to become the most accomplished, knowledgeable, and responsive unclaimed property company in the country. Keane’s consulting team has more than 100 years combined experience and no other firm offers our complete suite of services. We put the nation’s best communications, compliance and consulting services at your disposal.

361 Infrastructure Partners is a leading sustainable infrastructure platform focused on solving the aging infrastructure problem impacting our communities and the environment. Through impact-driven investments that are measurable, our goal is to invest in social infrastructure projects that replace failing essential service assets with modernized, energy-efficient equipment—accelerating a future state of modern, sustainable infrastructure with a positive societal impact.

HD Vest Financial Services provides financial solutions to individuals, families, and small businesses. It offers a wide array of services including securities, insurance, money management services, and banking solutions. The company creates opportunities for tax professionals and independent financial advisors to build and expand successful financial services practices that serve a growing need among investors seeking a holistic approach to wealth management. HD Vest Financial Services was founded in 1983 and is headquartered in Irving, Texas.

Lincoln Investment is a prominent broker/dealer with nearly 50 years of experience in the financial industry. The firm operates as an investment advisory service, catering to a diverse clientele that includes corporations, school districts, universities, and high-net-worth individuals. With a network of over 800 financial advisors nationwide, Lincoln Investment provides comprehensive investment, wealth, and retirement planning services. The firm is dedicated to helping clients achieve their financial goals while managing risk, serving over 270,000 clients and overseeing more than $24.7 billion in assets. Recognized for its growth and commitment to client relationships, Lincoln Investment also stands out as a leading workplace for its employees.

Mercer Advisors Inc. is a privately owned investment management firm based in Santa Barbara, California, founded in 1985. The firm provides comprehensive wealth management services, including investment management, financial planning, estate planning, tax management, and retirement plan services. Catering to a diverse clientele, Mercer Advisors serves high-net-worth individuals, families, institutional clients, charitable organizations, and government entities. The firm manages nearly $6 billion in assets and offers tailored solutions that include separate fixed income and balanced portfolios, focusing on investments in dividend-paying stocks and high-quality fixed-income instruments. Its expertise encompasses a wide range of services designed to meet the unique financial needs of affluent individuals and institutions.

TriState Capital Holdings, Inc. serves as the bank holding company for TriState Capital Bank, offering a range of banking products and services primarily targeted at middle-market businesses and high-net-worth individuals in the United States. The company operates through two main segments: Bank and Investment Management. Its banking services include various deposit products such as checking accounts, money market accounts, and certificates of deposit, alongside an array of loan options secured by cash, marketable securities, or real estate. Additionally, the bank provides liquidity and treasury management services, including online balance reporting and foreign exchange services. The investment management segment offers advisory services for equity and fixed income, catering to ultra-high-net-worth and institutional clients. TriState Capital operates from its headquarters in Pittsburgh, Pennsylvania, with additional offices in Cleveland, Philadelphia, Edison, and New York. Founded in 2006, the company continues to focus on delivering tailored financial solutions to its clients.

Since 1991, Matthews International Capital Management has focused its efforts and expertise on investing in Asia. Matthews employs a bottom-up, fundamental investment philosophy, with a focus on long-term investment performance. Matthews manages assets for individuals and institutions and our investment offerings provide a broad range of choices for building a global portfolio that includes exposure to Asia.

Florida-focused bank that provides private banking, commercial lending and wealth management services. LTM net revenue of $45.5M and net earnings of $7.3M.

Florida-focused bank that provides private banking, commercial lending and wealth management services. LTM net revenue of $45.5M and net earnings of $7.3M.

ClariVest Asset Management LLC is an employee-owned investment management firm based in San Diego, California. Founded in March 2006, the firm caters to a diverse range of institutional clients, including corporate and public pension plans, foundations, endowments, and Taft-Hartley plans. ClariVest specializes in managing separate client-focused equity portfolios, investing in public equity markets worldwide. The firm employs a disciplined investment strategy that combines quantitative analysis with a bottom-up approach, focusing on both growth and value stocks across various market capitalizations. ClariVest emphasizes clarity in the investment process, believing that strong performance and client relationships are built on transparency and a talented, experienced team. As of April 1, 2019, ClariVest operates as a subsidiary of Eagle Asset Management, Inc.

PlanMember is committed to helping individual investors access high quality retirement planning services and investment choices, so they can prepare to live the life they dream of in retirement. Headquartered in Carpinteria, California, just south of Santa Barbara, PlanMember is a full service retirement and investment firm with a single focus. Their well-known industry expertise and solid infrastructure have led to a new phase of growth and success. Thousands of members, hundreds of registered representatives, and a growing national network of employers are all part of the PlanMember family.

ALPS provides customized asset servicing and asset gathering solutions to the Financial services community through an entrepreneurial culture based on the commitment to “Do Things Right.” Founded in 1985, ALPS continues to actively promote all of its various business segments, from asset servicing through ALPS Fund Services,Inc. to asset gathering through ALPS Distributors, Inc. and ALPS Advisors, Inc. Headquartered in Denver, with offices in Boston, New York, Seattle, and Toronto, ALPS, a wholly-owned subsidiary of DST Systems, Inc., today represents more than 500 employees, over 250 clients, and an executive team that has been in place for more than 20 years.

SVB Leerink LLC is a prominent investment bank that specializes in the healthcare sector. Founded with a focus on providing strategic and capital markets advice, the firm leverages its extensive knowledge and experience to assist clients in achieving their financial objectives. SVB Leerink partners with companies involved in the development and commercialization of innovative healthcare products and services, playing a significant role in shaping the future of the industry. The firm is recognized for its commitment to understanding the unique challenges and opportunities within the healthcare landscape, allowing it to deliver tailored solutions that meet the specific needs of its clients.

Kroll is a global advisory firm that specializes in financial services, offering a range of solutions including valuation, corporate finance advisory, mergers and acquisitions, and alternative asset advisory. Founded in 1932 and headquartered in New York, the firm employs over 1,300 professionals and serves a diverse clientele from offices across North America, Europe, and Asia. Kroll combines analytical expertise with deep market insights to assist clients in making informed decisions. Its services also encompass restructuring, compliance and regulatory consulting, disputes, taxation, and transfer pricing, positioning Kroll as a comprehensive resource for businesses seeking strategic financial advice.

Mercer Advisors Inc. is a privately owned investment management firm based in Santa Barbara, California, founded in 1985. The firm provides comprehensive wealth management services, including investment management, financial planning, estate planning, tax management, and retirement plan services. Catering to a diverse clientele, Mercer Advisors serves high-net-worth individuals, families, institutional clients, charitable organizations, and government entities. The firm manages nearly $6 billion in assets and offers tailored solutions that include separate fixed income and balanced portfolios, focusing on investments in dividend-paying stocks and high-quality fixed-income instruments. Its expertise encompasses a wide range of services designed to meet the unique financial needs of affluent individuals and institutions.

UNX is an independent trading technology firm and agency broker that specializes in providing advanced electronic trading solutions and premium services for institutional investors. Founded in 1999, the company focuses on enhancing trading efficiency through its innovative technology, which streamlines trade operations and helps traders identify best execution opportunities. UNX offers a range of services, including electronic trading, direct market access, and program trading. Its proprietary Catalyst Portal serves as a broker-neutral execution management system designed for equities and portfolio trading, allowing for customized solutions tailored to the needs of both buy-side and sell-side clients. Additionally, UNX provides various trading tools, such as MetaBook for single stock trading and intelligent order routing, as well as FLEXStream, which consolidates market data from multiple sources. The firm is committed to helping traders minimize market impact, reduce transaction costs, and navigate the complexities of fragmented liquidity in today's markets.

UNX is an independent trading technology firm and agency broker that specializes in providing advanced electronic trading solutions and premium services for institutional investors. Founded in 1999, the company focuses on enhancing trading efficiency through its innovative technology, which streamlines trade operations and helps traders identify best execution opportunities. UNX offers a range of services, including electronic trading, direct market access, and program trading. Its proprietary Catalyst Portal serves as a broker-neutral execution management system designed for equities and portfolio trading, allowing for customized solutions tailored to the needs of both buy-side and sell-side clients. Additionally, UNX provides various trading tools, such as MetaBook for single stock trading and intelligent order routing, as well as FLEXStream, which consolidates market data from multiple sources. The firm is committed to helping traders minimize market impact, reduce transaction costs, and navigate the complexities of fragmented liquidity in today's markets.

Kroll is a global advisory firm that specializes in financial services, offering a range of solutions including valuation, corporate finance advisory, mergers and acquisitions, and alternative asset advisory. Founded in 1932 and headquartered in New York, the firm employs over 1,300 professionals and serves a diverse clientele from offices across North America, Europe, and Asia. Kroll combines analytical expertise with deep market insights to assist clients in making informed decisions. Its services also encompass restructuring, compliance and regulatory consulting, disputes, taxation, and transfer pricing, positioning Kroll as a comprehensive resource for businesses seeking strategic financial advice.

Atlantic Asset Management L.L.C. is an investment advisor based in Stamford, Connecticut, managing over $6.5 billion in assets. Established in 1992, the firm specializes in fixed income securities and offers a range of core and specialized strategies. Its client base includes a diverse array of U.S. institutional investors such as public and private pension funds, labor unions, foundations, endowments, and corporations. Atlantic is recognized as one of the larger independent firms in the U.S. dedicated to fixed income and alternative investment strategies, emphasizing total fund risk management and tailored investment solutions for its clients.

PowellJohnson, Inc. (“PowellJohnson”) is a Nashville, Tennessee-based high-end fee-based retail brokerage firm with 54 employees. PowellJohnson’s financial advisors offered a full suite of investment, retirement, and wealth planning solutions to their affluent clients. PowellJohnson was formed in August 2002 by former executive management team members of J.C. Bradford & Co. (“Bradford”) including the CEO, the Head of Investment Strategy, the Chief Information Officer, and several members of the retail senior management team.

Centurion Capital Group, Inc. ("Centurion"), now merged into an asset management arm of Genworth Financial Inc., was a market-leader in wholesaling mutual fund based wrap services to commission-based brokers within financial planning sector through a group of related and integrated companies. Centurion Capital Management was a California-based, nationally-registered investment advisor, and Centurion Trust Company was an Arizona-based custodial banking institution providing exclusive custody services to Centurion Capital Management.

Berkeley Capital Management LLC (“Berkeley”) is a California-based registered investment advisor managing over $1.2 billion in assets for both institutional and individual investors. Berkeley currently employs 17 full time employees, six based in San Francisco and eleven based in Los Angeles.

AssetMark Financial Holdings, Inc. is a prominent provider of wealth management and technology solutions in the United States, primarily serving independent financial advisers. Founded in 1996 and headquartered in Concord, California, the company offers a comprehensive open-architecture product platform that includes client advice, asset allocation options, and practice management support. AssetMark provides an integrated technology platform for various functions such as portfolio construction, financial planning, customer billing, and investor reporting. Additionally, the company offers mutual funds, custodial recordkeeping services, and retirement product administration. With approximately $22 billion in assets on its platform, AssetMark emphasizes innovation and tailored solutions to help advisers effectively manage clients’ wealth and facilitate their financial independence. It operates as a subsidiary of Huatai International Investment Holdings Limited.

Stein Roe Investment Counsel LLC (SRIC) is one of the largest US-based independent investment counseling firms.