ROTH Capital Partners

Moleculin Biotech, Inc. is a clinical-stage pharmaceutical company dedicated to developing oncology drug candidates aimed at treating resistant tumors and viruses. The company's lead candidate, Annamycin, is a next-generation anthracycline designed to minimize multidrug resistance and cardiotoxicity, currently undergoing Phase 1/2 studies for relapsed or refractory acute myeloid leukemia (AML) and lung metastases. Another significant drug candidate is WP1066, an immune/transcription modulator in Phase I trials for brain tumors, pancreatic cancer, and AML. The company also develops WP1220, which has completed Phase 1 trials for cutaneous T-cell lymphoma, and WP1732, aimed at treating AML and pancreatic cancer. Additionally, Moleculin is advancing WP1122, a metabolism/glycosylation inhibitor for various cancers and viruses, along with other preclinical drug candidates. Collaborations with leading institutions such as The University of Texas MD Anderson Cancer Center and Mayo Clinic support the development of these therapies. Founded in 2015, Moleculin Biotech is headquartered in Houston, Texas.

Moleculin Biotech, Inc. is a clinical-stage pharmaceutical company dedicated to developing oncology drug candidates aimed at treating resistant tumors and viruses. The company's lead candidate, Annamycin, is a next-generation anthracycline designed to minimize multidrug resistance and cardiotoxicity, currently undergoing Phase 1/2 studies for relapsed or refractory acute myeloid leukemia (AML) and lung metastases. Another significant drug candidate is WP1066, an immune/transcription modulator in Phase I trials for brain tumors, pancreatic cancer, and AML. The company also develops WP1220, which has completed Phase 1 trials for cutaneous T-cell lymphoma, and WP1732, aimed at treating AML and pancreatic cancer. Additionally, Moleculin is advancing WP1122, a metabolism/glycosylation inhibitor for various cancers and viruses, along with other preclinical drug candidates. Collaborations with leading institutions such as The University of Texas MD Anderson Cancer Center and Mayo Clinic support the development of these therapies. Founded in 2015, Moleculin Biotech is headquartered in Houston, Texas.

Kept is a company that specializes in providing compassionate off-boarding services for employees transitioning between jobs. Its offerings extend beyond basic compliance and include comprehensive support in areas such as health insurance and financial assistance. By focusing on the needs of departing employees, Kept aims to facilitate a smoother transition, ensuring that clients have access to essential post-employment benefits. This approach not only addresses the logistical aspects of job changes but also emphasizes the well-being of individuals during what can be a challenging time.

Akoustis Technologies, Inc. is a high-tech semiconductor company based in Huntersville, North Carolina, that specializes in the development, design, manufacturing, and sale of radio frequency (RF) filter products for the mobile wireless device industry. Established in 2013, the company operates through two main segments: Foundry Fabrication Services and RF Filters. The Foundry Fabrication Services segment offers engineering review and semiconductor wafer-manufacturing services, while the RF Filters segment focuses on producing innovative amplifier and filter products for various applications, including smartphones, tablets, cellular infrastructure, Wi-Fi equipment, and military uses. Akoustis utilizes a proprietary microelectromechanical systems-based technology known as XBAW to create its filters, enabling efficient production and unique performance characteristics. The company generates revenue primarily through individual customer purchase orders.

New Found Gold Corp. is a mineral exploration company based in Vancouver, Canada, that focuses on the identification, acquisition, and exploration of gold properties in Newfoundland and Labrador and Ontario. The company is primarily engaged in exploring for gold deposits and holds a significant interest in the Queensway project, which encompasses 86 mineral licenses and 6,041 claims across an area of 151,030 hectares near Gander, Newfoundland. Founded in 2016, New Found Gold aims to discover and delineate gold resources within its extensive land holdings.

UNION POS specializes in developing UNION TAB, a customizable iPad-based point of sale software tailored for bars and restaurants. Established in 2009 and headquartered in Austin, Texas, UNION POS focuses on meeting the unique needs of high-volume, high-touch venues. Their system offers a fast and intuitive interface that simplifies reporting and operational processes, allowing users to dedicate more time to customer engagement. The software includes features such as inventory management and loyalty programs, all supported by 24/7 live assistance and competitive processing fees. UNION POS aims to create a seamless experience that enhances operational efficiency while enabling businesses to concentrate on delivering exceptional service.

Riley Permian specializes in the exploration and production of oil and natural gas, with a primary focus on high-growth opportunities in the Permian Basin. The company emphasizes the horizontal development of the San Andres Formation, leveraging its technical expertise and advanced evaluation techniques. In addition to its core operations in the Permian Basin, Riley Permian also manages properties in Kansas and Tennessee. The company is recognized for its operational experience, which positions it as a leader in acquiring, developing, and producing energy resources.

FalconStor Software, Inc. is a storage software company that specializes in data migration, business continuity, disaster recovery, optimized backup, and de-duplication solutions. Founded in 1994 and headquartered in Austin, Texas, FalconStor develops a range of products, including its virtual tape library, which emulates traditional tape libraries for data preservation without requiring changes to existing backup systems. The company also offers solutions such as FalconStor storsafe for long-term archive management, FalconStor continuous data protector for instant data recovery, and FalconStor network storage server for data virtualization in diverse environments. FalconStor's innovative technology is backed by over 30 patents and is utilized by more than 1,000 enterprise customers, along with a network of managed service providers and resellers globally. The company's products are distributed through various channels, including authorized partners, system integrators, and direct sales to customers.

Cambium Networks Corporation is a provider of wireless broadband networking infrastructure solutions tailored for network operators, including medium-sized wireless Internet service providers, enterprises, and government agencies. Founded in 2011 and headquartered in Rolling Meadows, Illinois, the company offers a comprehensive wireless fabric that includes intelligent radios, smart antennas, and network management software. Cambium's product portfolio features point-to-point solutions connected to high-speed wireline networks and wireless broadband backhaul, enabling robust connectivity over distances of up to 100 kilometers at speeds of 2 gigabits per second. Their cnPilot and Xirrus Wi-Fi solutions cater to both indoor and outdoor environments, while cnReach offers narrow-band connectivity for sensors and devices. Additionally, the cnMatrix cloud-managed switching solution integrates wireless and wired networks seamlessly. Cambium Networks operates across various regions, including North America, Europe, the Middle East, Africa, Central and Latin America, and the Asia-Pacific, with the majority of its revenue generated in North America.

Celsius Holdings is a food and beverage company that develops, markets, distributes, and sells functional calorie-burning fitness beverages and related products. Its brands include Celsius Originals, Celsius Essentials with amino acids, and On-the-Go packets, and it has expanded by acquiring the Alani Nu energy drinks and snacks portfolio. The company emphasizes natural ingredients and a metabolism-enhancing formulation aimed at fitness and active-lifestyle consumers. It largely relies on third-party manufacturing, packaging, and distribution and markets its products through direct-store delivery networks and retailers as well as health clubs, gyms, the military, and e-commerce. Founded in 2004 and based in Boca Raton, Florida, Celsius serves primarily the North American market.

Reed's is a manufacturer of naturally brewed sodas, offering two core brands, Reed's and Virgil's Handcrafted sodas, including Craft Ginger Beer, Real Ginger Ale, Mules, Hard Ginger Ale, and other ginger-based beverages. The company emphasizes all-natural, old-fashioned production methods and wholesome ingredients, and distributes its products to more than 45,000 outlets nationwide across natural and specialty channels, grocery stores, mass merchants, drug and convenience stores, club stores, and on-premise venues such as bars and restaurants.

Adomani specializes in providing zero-emission electric and hybrid vehicles, along with integrated drivetrain solutions for a variety of sectors, including commercial fleets, school districts, and transportation services. The company addresses the challenges associated with traditional fuel price volatility and regulatory compliance by offering cost-effective alternatives that promote environmental sustainability. Adomani's product offerings include electric and hybrid drivetrain systems designed for new vehicles, as well as patented conversion kits that retrofit existing combustion-powered vehicles. Their focus on innovative solutions positions them as a key player in the transition to cleaner transportation options for both public and private entities.

DMC Global is an industrial manufacturer specializing in niche markets that support the infrastructure of the process and energy industries. The company operates through three segments: NobelClad, DynaEnergetics, and Arcadia Products. NobelClad focuses on producing explosion-welded clad metal plates, which are utilized in constructing corrosion-resistant industrial processing equipment. DynaEnergetics designs and manufactures products for the global oil and gas industries, while Arcadia Products supplies architectural building materials, including framing systems and storefronts, primarily for the commercial construction market. DMC Global has operations in the United States, Germany, and France, demonstrating its international presence in specialized manufacturing. The company expanded its capabilities in 2012 with the acquisition of TRX Industries, enhancing its offerings in the technical products and process sectors.

Ocugen is a clinical-stage biopharmaceutical company focused on discovering, developing, and commercializing gene and biologic therapies to treat blinding diseases and retinal conditions. Its pipeline includes OCU200 for wet age-related macular degeneration, diabetic retinopathy, and diabetic macular edema; OCU400 for retinitis pigmentosa; and OCU410 for dry age-related macular degeneration. The company pursues a modifier gene therapy platform to address inherited and multifactorial retinal diseases such as retinitis pigmentosa, Leber congenital amaurosis, Stargardt disease, and geographic atrophy. Ocugen maintains strategic partnerships for gene therapy co-development and manufacturing, including a collaboration with CanSino Biologics. In addition to retinal therapies, the company is pursuing regenerative cell therapy and vaccine platforms. Ocugen is headquartered in Malvern, Pennsylvania.

Bally Technologies, Inc. is a global gaming company that specializes in the design, manufacture, distribution, and operation of gaming devices and technology. The company provides a variety of electronic gaming machines, table game products, and computerized systems for monitoring, accounting, and player tracking. Bally Technologies supports gaming operators by offering diverse purchase and lease options, as well as services aimed at enhancing operational efficiency and revenue generation. The company's revenue streams are primarily derived from the sale of gaming equipment, including devices and related components, and from gaming operations, which encompass the management of linked progressive systems, video lottery systems, and the rental of gaming content and devices.

Giga-tronics is a prominent manufacturer specializing in engineering and designing top-quality RF and microwave test equipment such as signal generators, power amplifiers, power meters, signal switching units, and other components. Their products cater to R&D, production, and test professionals in various industries including aerospace & defense, communications, and microwave component testing. Giga-tronics' equipment is widely used globally to enhance productivity and simplify operations in applications such as ATE systems.

VirTra, Inc. specializes in the development and sale of judgmental use of force and firearms training simulators for law enforcement, military, and civilian applications worldwide. The company offers a range of products, including the V-300 simulator, featuring a 300-degree wrap-around screen, the V-180 simulator for smaller spaces, and the V-100 and V-ST simulators for various training needs. Additionally, VirTra provides the V-Author software, which enables users to create and customize training content, along with simulated recoil kits and the Threat-Fire device that enhances training by introducing real-world stressors. The company also offers the VirTra Driving Sim, a vehicle-based simulator, and various training programs, including a subscription service for accessing its simulators and coursework. VirTra's products are marketed through a direct sales force and international distribution partners, with a commitment to providing installation, training, and ongoing support for its systems. Founded in 1993 and headquartered in Tempe, Arizona, VirTra has established itself as a key player in the training simulation industry.

VBL Therapeutics is a clinical-stage biotechnology company focused on the discovery, development, and commercialization of novel treatments for cancer and immune-inflammatory diseases. The company utilizes two proprietary platform technologies that harness the body's natural physiological and genetic regulatory elements. Its lead product candidate, VB-111, is a gene-based biologic aimed at treating solid tumors, specifically recurrent glioblastoma, an aggressive form of brain cancer. In addition to its oncology efforts, VBL Therapeutics is pursuing programs that target anti-inflammatory diseases, leveraging its Lecinoxoid platform technology. The company's diverse portfolio reflects its commitment to advancing innovative therapeutic solutions in the biopharmaceutical landscape.

Array Technologies, Inc., established in 1989, specializes in solar tracking solutions for large-scale projects. Headquartered in Albuquerque, New Mexico with global offices, the company offers products such as DuraTrack HZ v3, a single-axis solar tracker system, and SmarTrack, an AI-driven software that optimizes module angles based on weather conditions. Array's trackers are manufactured in the USA and installed worldwide for various clients, including utilities and corporations.

Thomson Resources Ltd is an Australian mining exploration company specializing in the discovery and development of base and precious metal deposits. Established in 2009 and based in St Leonards, the company primarily targets gold, silver, tin, copper, lead, and zinc resources. Thomson Resources conducts exploration activities across several projects, including the Bygoo project in Ardlethan, the Harry Smith Gold project, and the Chillagoe Gold project in North Queensland. The company is actively engaged in assessing and acquiring mineral properties, with a keen focus on the New England Fold Belt of Northern New South Wales, where it aims to identify significant mineral deposits with substantial potential.

Sunworks, Inc. is a provider of photovoltaic-based power systems, serving agricultural, commercial, industrial, public works, and residential markets across several states, including California, Massachusetts, Nevada, Oregon, New Jersey, and Washington. Founded in 2002 and headquartered in Roseville, California, the company designs, finances, integrates, installs, and manages solar energy systems, ranging from small residential installations to large multi-megawatt projects. Sunworks offers a comprehensive suite of services, including system design, engineering, procurement, permitting, construction, grid connection, warranty, monitoring, and maintenance. The company's commitment to quality and customer support is reflected in its diverse workforce, which includes experienced professionals dedicated to high-performance solutions. Sunworks is also an active member of the Solar Energy Industries Association, advocating for the advancement of solar power.

McEwen Mining Inc. is a mining and minerals production company focused on the exploration, development, production, and sale of gold and silver, primarily in the Americas. The company operates wholly-owned mines such as the El Gallo 1 mine in Mexico and holds a 49% interest in the San José silver-gold mine in Argentina. It also owns various exploration and development projects, including the Gold Bar project in Nevada and the Los Azules copper deposit in Argentina. McEwen Mining's other properties include the Black Fox Mine and multiple exploration sites in Canada. Founded in 1979 and headquartered in Toronto, Canada, the company aims to be a profitable mid-tier producer of precious metals. With a significant focus on gold and silver, McEwen Mining's operations are geographically diverse, with substantial output derived from its projects in Canada and Mexico.

Lumitron Technologies specializes in the development and commercialization of advanced X-ray and laser technologies aimed at enhancing medical imaging and therapeutic procedures. The company leverages an innovative X-ray technique created in collaboration with Lawrence Livermore National Laboratory and the SLAC National Accelerator Laboratory at Stanford University. This technique employs a novel high-energy laser light source, known as Laser-Compton, allowing for the creation of compact X-ray systems that can deliver high-fidelity imaging and ultra-low dose radiography, all within the size of a modern CT scanner. Lumitron's technology is designed to replace traditional X-ray and CT scanners, providing healthcare providers with enhanced capabilities for detailed tumor identification and enabling ultra-precision radiotherapy while simultaneously imaging. Additionally, the systems support element-specific and isotope-specific material identification, facilitating advanced imaging and targeted therapies directly in clinical settings.

Intec Pharma Ltd is a clinical-stage biopharmaceutical company based in Jerusalem, Israel, specializing in drug development through its proprietary Accordion Pill platform technology. This oral drug delivery system aims to enhance the efficacy and safety of both existing and developing medications by employing a gastric retention and specific release mechanism. The company’s lead candidate, Accordion Pill Carbidopa/Levodopa, is currently undergoing Phase III clinical trials for treating symptoms of advanced Parkinson's disease. Additionally, Intec Pharma is advancing Accordion Pill Zaleplon, which is also in Phase III trials for insomnia, and has several product candidates aimed at preventing and treating ulcers, as well as addressing various pain conditions through formulations containing Cannabidiol and 9-Tetrahydrocannabinol. Intec Pharma has established research collaborations, including one with Merck, to explore the potential applications of its Accordion Pill technology. Founded in 2000, the company was previously known as Intec Pharmaceuticals before rebranding in 2004.

Gazillion Entertainment is a game development and publishing company based in Foster City, California. The company specializes in creating and operating multiplayer online (MMO) games, focusing on delivering innovative experiences that feature both well-known comic book characters and original franchises. Gazillion aims to provide superior production quality and engaging gameplay, fostering a vibrant community for gamers. Through its diverse portfolio of games, the company seeks to captivate players by blending high-quality content with dynamic online interactions.

Biocept, Inc. is an early-stage molecular oncology diagnostics company based in San Diego, California, that specializes in developing and commercializing proprietary assays for circulating tumor cells and circulating tumor DNA using standard blood samples. Its cancer assays provide healthcare providers with crucial information to identify oncogenic alterations, enabling targeted therapies for patients at diagnosis, during disease progression, and for monitoring resistance mechanisms. Biocept's offerings include assays for various solid tumors, such as breast cancer, lung cancer, colorectal cancer, and melanoma, among others. The company's advanced Target-Selector technology enhances the sensitivity and specificity of mutation detection and genomic alterations, and it also applies to nucleic acids from circulating tumor DNA. In addition to its diagnostic assays, Biocept provides laboratory services to medical oncologists and other specialists, supporting treatment planning for cancer patients. The company markets its clinical trial and research services to pharmaceutical companies and clinical research organizations, contributing to advancements in personalized medicine. Biocept operates a CLIA-accredited laboratory and is recognized for its innovative approaches in cancer diagnosis and monitoring.

Gazillion Entertainment is a game development and publishing company based in Foster City, California. The company specializes in creating and operating multiplayer online (MMO) games, focusing on delivering innovative experiences that feature both well-known comic book characters and original franchises. Gazillion aims to provide superior production quality and engaging gameplay, fostering a vibrant community for gamers. Through its diverse portfolio of games, the company seeks to captivate players by blending high-quality content with dynamic online interactions.

Smule, Inc. is a San Francisco-based company that specializes in developing music applications aimed at connecting users through collaborative music creation. Founded in 2008, Smule's platform allows individuals to sing and produce music together, fostering a global community of music enthusiasts. Its popular products include AutoRap, Magic Piano, Guitar!, I Am T-Pain, and Ocarina, which enable users to create, discover, and enjoy music in innovative ways. By combining social interaction with music-making, Smule has established itself as a leader in the music app industry, facilitating connections between users and major artists worldwide.

SunBasket is a meal kit delivery service that focuses on providing healthy, organic ingredients and personalized recipes directly to consumers' homes. The company offers a variety of meal options, including Paleo, Gluten-Free, and Vegetarian plans, allowing customers to select meals each week or follow a curated menu. By sourcing organic and sustainable ingredients from numerous farms, ranches, and fishermen, SunBasket ensures the quality of its offerings, which include non-GMO produce, antibiotic and hormone-free meats, and sustainably sourced seafood. This approach not only simplifies meal planning and shopping but also encourages customers to prepare delicious and nutritious meals while promoting a healthier lifestyle.

Gazillion Entertainment is a game development and publishing company based in Foster City, California. The company specializes in creating and operating multiplayer online (MMO) games, focusing on delivering innovative experiences that feature both well-known comic book characters and original franchises. Gazillion aims to provide superior production quality and engaging gameplay, fostering a vibrant community for gamers. Through its diverse portfolio of games, the company seeks to captivate players by blending high-quality content with dynamic online interactions.

SunBasket is a meal kit delivery service that focuses on providing healthy, organic ingredients and personalized recipes directly to consumers' homes. The company offers a variety of meal options, including Paleo, Gluten-Free, and Vegetarian plans, allowing customers to select meals each week or follow a curated menu. By sourcing organic and sustainable ingredients from numerous farms, ranches, and fishermen, SunBasket ensures the quality of its offerings, which include non-GMO produce, antibiotic and hormone-free meats, and sustainably sourced seafood. This approach not only simplifies meal planning and shopping but also encourages customers to prepare delicious and nutritious meals while promoting a healthier lifestyle.

Revel Systems, Inc. is a manufacturer and distributor of cloud-based point of sale (POS) and business management solutions. Founded in 2010 and headquartered in Atlanta, Georgia, with additional offices in locations such as San Francisco, Lithuania, Singapore, Australia, and London, the company provides a comprehensive platform that integrates POS software with essential management tools. Its offerings include Revel Essential for small chains and merchants, and Revel Enterprise, designed for larger chains and global enterprises. The platform features capabilities such as inventory management, employee management, integrated payroll, and customer relationship management, all accessible through iOS-based technology on iPads. Revel Systems serves a diverse range of industries, including restaurants, retail, grocery, and service sectors, enabling clients to enhance their operations, improve customer experience, and streamline business processes.

RedHill Biopharma Ltd. is a specialty biopharmaceutical company headquartered in Tel Aviv, Israel, with a primary focus on gastrointestinal and infectious diseases. The company develops and promotes several gastrointestinal drugs, including Movantik for opioid-induced constipation, Talicia for treating Helicobacter pylori infection, and Aemcolo for travelers' diarrhea. RedHill's late-stage clinical development programs include RHB-204, aimed at treating pulmonary nontuberculous mycobacteria infections; RHB-104 for Crohn's disease; and RHB-102 (Bekinda), which has shown promise in Phase 3 studies for acute gastroenteritis and gastritis. Additionally, the company is advancing RHB-107, a serine protease inhibitor for cancer and inflammatory gastrointestinal diseases, and opaganib, which is being investigated for various conditions, including COVID-19. Founded in 2009, RedHill Biopharma is committed to innovation in the management of gastrointestinal and infectious diseases.

LiquidSpace operates a real-time platform for flexible office space, enabling individuals and teams to discover, book, and manage workspace across a network of operators. The platform supports on-demand options by the hour or day, dedicated workspaces for a month, or private offices for a team for longer terms, all with flexible leases that replace traditional long-term commitments. It streamlines the commercial real estate process by providing a centralized marketplace for comparing options, transacting bookings, and managing usage and budgets. Designed for distributed teams, it offers access to coworking brands and a unified interface for workspace booking and team management, helping users tailor access, control spend, and track utilization.

Rant, Inc. is an innovative online media company founded in 2010 by Brett Rosin and Grant Brown in Winfield, Illinois. Initially established with RantSports, a comprehensive hub for sports team blogs, the company has since expanded its portfolio to include RantLifestyle and RantChic, targeting lifestyle, fitness, entertainment, and celebrity topics. The company transitioned its headquarters through several locations, culminating in an office in Irvine, California, where it operates with a team of 24 full-time employees and a diverse writing staff. Rant, Inc. focuses on publishing original digital content across various subjects, allowing users to engage and share their thoughts and experiences. This strategic expansion reflects the company’s commitment to enhancing media consumption and broadening its audience reach.

Smule, Inc. is a San Francisco-based company that specializes in developing music applications aimed at connecting users through collaborative music creation. Founded in 2008, Smule's platform allows individuals to sing and produce music together, fostering a global community of music enthusiasts. Its popular products include AutoRap, Magic Piano, Guitar!, I Am T-Pain, and Ocarina, which enable users to create, discover, and enjoy music in innovative ways. By combining social interaction with music-making, Smule has established itself as a leader in the music app industry, facilitating connections between users and major artists worldwide.

AmpliPhi Biosciences is a biopharmaceutical company that specializes in developing bacteriophage-based therapies for bacterial infections. By utilizing naturally occurring viruses known as bacteriophages, the company aims to address various bacterial infections, particularly those caused by drug-resistant strains prevalent in hospital environments. AmpliPhi has established a drug development and manufacturing platform that enables the rapid creation and production of multiple phage-based therapies. The company’s initial focus is on treating acute and chronic infections affecting the lungs, sinuses, and gastrointestinal tract. With operations in Richmond, Virginia, Colworth Science Park near London, and outside Sydney, Australia, AmpliPhi is committed to advancing its pipeline of phage therapies to effectively combat targeted bacterial diseases.

SOASTA, Inc. is a performance analytics platform that specializes in cloud testing and monitoring solutions for web and mobile applications. Founded in 2006 and headquartered in Mountain View, California, the company provides comprehensive tools that help digital businesses analyze and optimize their performance in real-time. Its offerings include mPulse, a real user monitoring solution that correlates performance with business outcomes; CloudTest, a platform for load and performance testing; TouchTest, which focuses on mobile functional test automation; and the Digital Operations Center, which delivers insights into performance metrics. SOASTA has conducted over 10 million tests and measured more than 100 billion user experiences, serving a range of industry-leading clients. The company also offers a variety of support services, including testing consultation, training, and development assistance, ensuring that clients can effectively manage their digital performance strategies. As of 2017, SOASTA operates as a subsidiary of Akamai Technologies.

Celator Pharmaceuticals, Inc. is a clinical-stage biopharmaceutical company dedicated to developing innovative therapies for cancer treatment. Utilizing its proprietary CombiPlex technology platform, the company designs and evaluates optimized drug combinations that integrate traditional chemotherapies with molecularly targeted agents to enhance anti-cancer efficacy. Notable products in its pipeline include VYXEOS, a nano-scale liposomal formulation of irinotecan and floxuridine, and CPX-351, a liposomal formulation of cytarabine and daunorubicin, both in Phase III clinical trials for acute myeloid leukemia. Additionally, CPX-1, a liposomal formulation of irinotecan and floxuridine, has completed Phase II studies for colorectal cancer. Celator also has a preclinical candidate, CPX-8, which is a hydrophobic docetaxel prodrug nanoparticle formulation. Founded in 1999 and headquartered in Ewing, New Jersey, Celator Pharmaceuticals operates as a subsidiary of Jazz Pharmaceuticals Public Limited Company.

ROTH Capital Partners is an investment banking firm established in 1984 and headquartered in Newport Beach, California. The firm specializes in the small-cap public market, offering a range of services including capital raising, research coverage, trading, market-making, mergers and acquisitions, and initial public offerings. ROTH has a history of innovation in this sector, having participated in underwriting IPOs for small-cap companies in the 1990s and developing the PIPE (private investment in public equity) financing structure as market dynamics evolved. The firm was also a pioneer in financing small-cap Chinese companies, establishing a Representative Office in Shanghai in 2007 and a Limited Office in Hong Kong in 2010. Its expertise spans various sectors, including consumer, healthcare, industrial growth, clean technology, resources, technology, and media.

Infinilink s an early-stage technology company specializing in OEM products for delivering high speed digital communications.