The Charles Schwab

Charles Schwab is a financial services company headquartered in San Francisco, California, founded in 1973. It offers a comprehensive range of services, including brokerage, banking, financial advisory, and wealth management. The company operates through four main divisions: investing, wealth management, banking, and trading. It serves individual investors through a full-service brokerage platform, which includes both a network of physical branch offices and a robust online investing platform with mobile trading capabilities. Additionally, Schwab provides banking services through Schwab Bank and caters to independent investment advisors as well. With over $8 trillion in client assets, Charles Schwab stands as one of the largest firms in the investment industry, primarily focused on the U.S. market.

Peter Crawford

CFO

Randy Frederick

Managing Director of Trading and Derivatives for the Schwab Center for Financial Research

Jeffrey Tricoli

Managing Director

Natallia Yazhova

Director, Research and Analytics, Schwab Asset Management

Past deals in Wealth Management

Wealth.com

Corporate Round in 2025
Wealth.com is a digital estate planning platform that enables individuals to create, manage, and visualize their estate plans in a secure online environment. The platform provides users with a comprehensive view of their assets, which are securely stored and easily accessible. Wealth.com implements advanced asset aggregation technology and robust security measures, including bank-level encryption, to ensure that users can confidently manage their plans. In addition to individual use, Wealth.com offers its services to companies as an employee benefit, promoting financial wellness among employees. The platform also includes features that allow for emergency access by trusted beneficiaries, ensuring that plans remain accessible when needed most.

Dynasty Financial Partners

Private Equity Round in 2024
Dynasty Financial Partners, established in 2010 and headquartered in Saint Petersburg, Florida, focuses on providing wealth management and technology platforms specifically for independent financial advisory firms. The company offers a range of services that encompass community support, technology solutions, investment strategies, capital sourcing, mergers and acquisitions, joint ventures, operational assistance, marketing, compliance, and practice management. By catering to sectors such as consumer products and services, information technology, and financial services, Dynasty aims to enhance the capabilities of its partner firms, enabling them to deliver better service to their clients.

Dynasty Financial Partners

Venture Round in 2022
Dynasty Financial Partners, established in 2010 and headquartered in Saint Petersburg, Florida, focuses on providing wealth management and technology platforms specifically for independent financial advisory firms. The company offers a range of services that encompass community support, technology solutions, investment strategies, capital sourcing, mergers and acquisitions, joint ventures, operational assistance, marketing, compliance, and practice management. By catering to sectors such as consumer products and services, information technology, and financial services, Dynasty aims to enhance the capabilities of its partner firms, enabling them to deliver better service to their clients.

ThomasPartners Investment Management

Acquisition in 2012
ThomasPartners is an investment advisory firm based in Boston, Massachusetts, founded in 2001 to address the need for investment solutions that generate reliable income while keeping pace with inflation. The firm focuses on income-oriented strategies aimed at helping clients achieve and maintain their desired retirement. In addition to individual retirement planning, ThomasPartners manages accounts for high-net-worth individuals, banking institutions, and charitable organizations. As a division of Charles Schwab Investment Advisory, Inc., it leverages the expertise and resources of its parent company to provide tailored investment management services.

The Hampton

Acquisition in 1995
The Hampton Co., a defined benefit and defined contribution plan consultant.
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