SmartRIA

SmartRIA is a developer of cloud-based software that streamlines compliance for the financial services and wealth management industries. Since its launch in 2016, the company has focused on simplifying the complexities of regulatory compliance, making it easier for firms to manage and understand their obligations. The software is designed to cater to both compliance consultants and large organizations, providing roles that facilitate compliance management across various company sizes. SmartRIA offers features such as secure document storage, compliance alerts, and tools for practice management, enabling investment advisors and consultants to complete compliance tasks more efficiently. The company has expanded its offerings beyond the Registered Investment Advisor sector to include other financial services in the United States and wealth management compliance in the United Kingdom.