Bergen Asset Management

Bergen Asset Management, LLC is a New York-based global asset management firm that specializes in equity investments in high-growth publicly traded and private companies, with a primary focus on markets outside the United States. The firm adopts a sector-agnostic approach, allowing it to explore a diverse range of industries. However, it particularly favors sectors that demonstrate the potential for above-market medium-term appreciation, reflecting its strategic investment philosophy.

Cory Burns

CFO and COO

Petre Norton

Principal

Past deals in Australasia

Titanium Sands

Post in 2022
Titanium Sands Limited is an Australian company focused on exploring and developing high-grade heavy mineral sand resources. It holds a 100% interest in the Mannar Island heavy mineral sands project, which comprises nine exploration licenses covering approximately 204 square kilometers in northwest Sri Lanka. The company aims to define and develop valuable and easily mineable deposits of heavy minerals, primarily ilmenite and leucoxene, that have been transported to the coast by river systems from ancient metamorphic rocks. Incorporated in 1985 and originally named Windimurra Vanadium Limited, the company rebranded to Titanium Sands Limited in December 2016 and is headquartered in Perth, Australia.

Linius Technologies

Post in 2022
Linius Technologies Limited is an Australian company focused on developing innovative technology products and software solutions. Founded in 2011 and based in South Yarra, it has created the patented Video Virtualization Engine, which revolutionizes traditional video by converting large, static files into agile, interactive virtual video. This transformation allows users to manipulate and manage video content dynamically, enhancing its accessibility and utility. The Video Virtualization Engine is compatible with major cloud platforms, including Amazon Web Services, Microsoft Azure, and IBM Cloud, positioning Linius at the forefront of the growing demand for video virtualization technologies. The company aims to unlock significant value in various markets, addressing challenges such as anti-piracy, intelligent video search, security applications, and personalized advertising. By exposing the underlying data of video files, Linius seeks to provide content owners and service providers with new tools to improve video management and delivery across the internet, where video constitutes a substantial portion of online traffic.

Regeneus

Post in 2021
Regeneus Ltd is a clinical-stage regenerative medicine company based in Paddington, Australia, founded in 2007. The company specializes in developing innovative cell-based therapies aimed at addressing unmet medical needs, particularly focusing on osteoarthritis, neuropathic pain, and dermatological conditions. Its lead technology, Progenza, is a cryopreserved multi-synergistic therapy designed for the treatment of osteoarthritis and neuropathic pain. Additionally, Regeneus is developing Sygenus, which targets skin wound healing. The company’s product pipeline is supported by proprietary stem cell technologies, reflecting its commitment to advancing the field of regenerative medicine.

First Graphene

Post in 2021
First Graphene Limited is an advanced materials company based in Henderson, Australia, specializing in the manufacture and sale of graphene nanoplatelet products branded as PureGRAPH. The company produces graphene exfoliated from high-grade, crystalline graphite sourced from Sri Lanka. Its product range finds applications across various industries, including composites, elastomers, fire retardancy, concrete, textiles, and energy storage. First Graphene also develops and supplies advanced 2D materials and devices, such as VFD and TTF, further enhancing its portfolio. With a strong focus on research and development, the company aims to drive innovation in the graphene market, positioning itself as a key supplier for multiple applications, including battery electrodes, conductive inks, and moisture barriers in thermoset composites. First Graphene was previously known as First Graphite Limited until it rebranded in November 2017.

Leigh Creek Energy

Post in 2021
Leigh Creek Energy Limited is an Australian energy company based in Adelaide, focused on the exploration and development of coal and synthesis gas, including methane, hydrogen, and carbon monoxide. The primary emphasis of the company is the Leigh Creek Energy project, located north of Adelaide in South Australia. Formerly known as Marathon Resources Limited, the company rebranded in August 2015. Additionally, Leigh Creek Energy is involved in various energy markets and has initiatives related to carbon-neutral production, particularly in the manufacturing of urea fertilizer, which is essential for agricultural crop production. The company also engages in oil and gas activities, positioning itself within the wider energy sector.

Sayona Mining

Post in 2020
Sayona Mining Limited is a mineral exploration and development company based in Paddington, Australia, with a focus on identifying, acquiring, and evaluating mineral assets primarily in Australia and Canada. The company specializes in lithium and graphite exploration, with its flagship project being the Authier Lithium Project located in Quebec, Canada. Sayona also holds interests in several other projects, including the Tansim project, which encompasses 282 mineral claims in Quebec, and the East Kimberley Graphite Project and West Australian Lithium Project. Originally established in 2000 as DiamonEx Limited, the company rebranded to Sayona Mining Limited in May 2013. In addition to its mining activities, Sayona is committed to contributing to the local economy and creating job opportunities in the regions where it operates.

Nanoveu

Post in 2020
Nanoveu Limited is a technology company based in Subiaco, Australia, that specializes in developing and commercializing applications of nanoimprint science for mobile devices and digital displays. Its flagship product, Nanoshield, is an antiviral protector available as mobile phone screen covers and cases, as well as a commercial film that can be applied to various surfaces. This product features a clear plastic layer infused with charged copper nanoparticles, providing antiviral and antimicrobial properties. Additionally, Nanoveu offers EyeFly3D, a technology that allows smartphone and tablet users to convert 2D images, videos, and games into 3D content instantly. The company also develops EyeFyx, a vision correction solution aimed at helping individuals with age-related farsightedness read on digital screens without the need for reading glasses. Founded in 2018, Nanoveu continues to innovate in the field of nanotechnology, enhancing user experiences on high-resolution smart devices.

Altech Batteries

Post in 2020
Altech Batteries is a specialty battery technology company focused on producing high purity alumina (HPA) and developing advanced battery solutions. The company aims to become one of the world's leading producers of 99.99% (4N) HPA by constructing and operating a plant with a capacity of 4,000 tons per annum at the Tanjung Langsat Industrial Complex in Johor, Malaysia. The feedstock for this plant will be sourced from Altech's wholly-owned kaolin deposit located in Meckering, Western Australia. In addition to HPA production, Altech Batteries operates in various segments, including Silumna Anodes and the CERENERGY Solid State Battery Project in Germany, which highlights its commitment to innovation in battery technology.

Alba Mineral Resources

Convertible Note in 2020
Alba Mineral Resources is a mineral exploration and development company based in London, United Kingdom, with operations primarily in the UK, Ireland, Australia, and Greenland. The company focuses on a variety of natural resources, including graphite, ilmenite, base metals, gold, zinc, lead, iron ore, and uranium. Alba holds significant interests in several key projects, such as a 90% stake in the Amitsoq graphite project, a 100% interest in the Thule Black Sands, and a 51% interest in the Melville Bay iron ore project. Additionally, it has 100% ownership of the Inglefield Land multi-element project and the Limerick base metals project, as well as a 90% interest in the Clogau gold project. The company also has investments in the onshore UK oil and gas sector, including a direct interest in the Horse Hill project and a stake in the production license for the Brockham Oil Field. Established in 2004, Alba continues to explore and develop its diverse portfolio of mineral assets.

PepinNini Lithium

Post in 2018
PepinNini Lithium is an exploration company based in Kent Town, Australia, that specializes in the development and discovery of mineral deposits, primarily focusing on lithium, nickel, gold, copper, and cobalt. The company holds 100% interests in significant projects, including the Salta project in Argentina, which encompasses 11 leases covering 23,796 hectares in Salta Province. Additionally, it possesses two granted exploration licenses and eight applications in the Musgrave Province of South Australia, spanning approximately 14,003 square kilometers. Founded in 2002, PepinNini Lithium aims to identify and advance major mineral resources in strategically located areas, emphasizing lithium in Argentina and nickel-copper in Australia.

Halo Food

Private Equity Round in 2017
Halo Food, through its subsidiary Keytone Dairy Corporation Limited, is a manufacturer and exporter of dairy, health, and wellness products based in New Zealand and Australia. The company offers a diverse range of powdered milk nutritional products, including whole and skim milk powders, as well as specialty items like colostrum and kiwifruit milk powders, marketed under the KeyDairy brand. Additionally, it produces health supplements for skin care and natural beauty under the KeyHealth and FaceClear brands. Keytone also provides contract manufacturing and packaging services for various nutrition products and food service items, including yoghurt and ice cream powder blends. Its products are distributed to retailers, distributors, and industrial clients, with exports reaching markets in Asia, Australia, and the European Union. Founded in 2011 and headquartered in Christchurch, Keytone aims to establish itself as a leader in the dairy and nutrition industries while promoting its commitment to high-quality, sustainable production from New Zealand.

Aquabotix Technology

Convertible Note in 2016
Aquabotix Technology Corporation designs, develops, manufactures, and sells unmanned underwater vehicles, operating primarily in the United States and Australia. The company is recognized for its innovative SwarmDiver, a micro-sized hybrid unmanned underwater and surface vehicle, which serves a variety of applications including intelligence and reconnaissance, harbor management, port security, and hydrographic surveys, particularly for the defense sector. Aquabotix has established a strategic cooperation with Thales and is noted for its advancements in remote-operated vehicle (ROV) technology, particularly the ROV/AUV hybrid models like HydroView and HydroView Professional. These vehicles are designed for ease of use, allowing operators to become proficient in a short period without extensive training. Aquabotix's products are deployed in over 30 countries, backed by a warranty and customer support commitment. Founded in 2011 and headquartered in Fall River, Massachusetts, the company leverages its expertise in marine technology to lead in the development of underwater inspection and exploration solutions.

DroneShield

Funding Round in 2016
DroneShield Limited specializes in developing, manufacturing, and distributing advanced drone detection and security systems worldwide. Headquartered in Sydney, Australia since 2014, the company offers a range of products including DroneGun Tactical, DroneSentinel, DroneSentry, and DroneCannon RW to counter various drone threats. Their solutions are employed by diverse clients such as defense agencies, airports, utilities, ports, intelligence services, prisons, stadiums, real estate owners, and high net worth individuals. DroneShield sells its products through third-party distributors and direct customer relationships.

xTV

Convertible Note in 2016
xTV Networks Limited, established in 2011 and based in Nedlands, Australia, specializes in providing a next-generation media platform. The company enables organizations to combine their video assets with their audience, creating an engaging brand experience across both big and small screens. xTV's solution allows for real-time content deployment and increased media consumption, without the need for additional devices or applications.

AnteoTech

Post in 2016
AnteoTech Limited is an Australian biotechnology company focused on developing, commercializing, and manufacturing innovative products in the life sciences research, in vitro diagnostics, energy, and medical device sectors. The company’s key technologies include AnteoCoat, which enhances lithium-ion batteries, and AnteoBind, designed for use in point-of-care and in vitro diagnostics, as well as the broader life sciences market. AnteoTech is also involved in the production and distribution of COVID-19 antigen testing kits. In addition to its proprietary products, the company has established collaboration agreements with partners such as Axxin to enhance its testing capabilities. Founded in 1995 and headquartered in Eight Mile Plains, Australia, AnteoTech was previously known as Anteo Diagnostics Limited until its name change in November 2019.

DroneShield

Debt Financing in 2015
DroneShield Limited specializes in developing, manufacturing, and distributing advanced drone detection and security systems worldwide. Headquartered in Sydney, Australia since 2014, the company offers a range of products including DroneGun Tactical, DroneSentinel, DroneSentry, and DroneCannon RW to counter various drone threats. Their solutions are employed by diverse clients such as defense agencies, airports, utilities, ports, intelligence services, prisons, stadiums, real estate owners, and high net worth individuals. DroneShield sells its products through third-party distributors and direct customer relationships.
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