BNY

BNY is a global financial services company that helps make money work for the world – managing it, moving it and keeping it safe. For more than 240 years BNY has partnered alongside clients, putting its expertise and platforms to work to help them achieve their ambitions. Today BNY helps over 90% of Fortune 100 companies and nearly all the top 100 banks globally to access the money they need. BNY supports governments in funding local projects and works with over 90% of the top 100 pension plans to safeguard investments for millions of individuals, and so much more. As of December 31, 2024, BNY oversees $52.1 trillion in assets under custody and/or administration and $2.0 trillion in assets under management. BNY is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Headquartered in New York City, BNY employs over 50,000 people globally and has been named among Fortune's World's Most Admired Companies and Fast Company's Best Workplaces for Innovators. Additional information is available at www.bny.com

Varun P Divadkar

Vice President - Enterprise Risk Management, Data Analytics, AI and ML

John Goodheart

Managing Director

Roman Regelman

CEO of Securities Services and Digital

Charles Teschner

MD, Global Head of Data and Analytics Solutions

36 past transactions

W. P. Carey

Post in 2023
W. P. Carey Inc. is a publicly traded REIT (NYSE: WPC) that provides long-term sale-leaseback and build-to-suit financing for companies worldwide and manages an investment portfolio of more than $15 billion. W. P. Carey Inc. is the successor to W. P. Carey & Co. LLC, which had its origins in 1973. The largest owner/manager of net lease assets, our corporate finance focused credit and real estate underwriting process is a constant that has been successfully leveraged across a wide variety of industries and property types. Our portfolio of long-term leases with creditworthy tenants has an established history of generating stable cash flows that have enabled us to deliver consistent and rising dividend income to investors for nearly four decades.

Conquest Planning

Series A in 2023
Conquest Planning is a FinTech company that is developing an innovative solution for the financial services industry.

Valkyrie

Venture Round in 2022
Valkyrie Investments is a specialized alternative asset management firm.

Chainalysis

Series F in 2022
Chainalysis designs and develops anti-money laundering software for Bitcoin businesses. Its products include REACTOR, an interactive investigation tool that identifies offenders, visualizes data, and shares results with people and organizations, and API, a transaction-based risk scoring solution that contains the source and destination of funds to measure risk. Chainalysis also offers activity monitoring reports and diligence tools, which allow analysts to estimate criminal revenues and emerging threats. It offers activity monitoring reports, due diligence tools, and cyber threats from the deep web for financial institutions, real-time application programming interface (API), web-based investigation software for due diligence, and verification of customers for bitcoin business, and web-based investigation tools to identify cyber-criminals, identification of bitcoin extortion payments made by victims to criminals, and attribution for cyber threat intelligence industries.

Volante Technologies

Venture Round in 2022
Since 2001, Volante has been focused on addressing the challenges of financial message integration and payments on-boarding, processing and orchestration. With a broad range of over 85 financial institutions and corporates as clients in 26 countries they provide the business agility needed to be competitive and thrive in the digital payments age by quickly dealing with the complexities of change, and taking advantage of business opportunities as they arise. All Volante products are born from a heritage of payments and financial message integration, and are rich with innovative functionality as a result of best practice driven R&D over the past 16 years. This means that their products coupled with their growing and maintained library of hundreds of international and domestic message standards plugins and transformations enable projects to be completed in months not years, or weeks not months, while insulating core systems from change.

Proxymity

Series B in 2021
Proxymity is a digital investor communications platform. The company connects issuers, intermediaries, and investors in real-time via our unique digital pathway, which creates more efficient, accurate, and transparent solutions. Proxymity streamlines process such as proxy voting and shareholder disclosure, enhancing the overall efficiency of investor communications.

Fundbox

Series D in 2021
Fundbox is an AI-powered financial platform for small businesses that offer fast and intuitive access to business credit. The company is on a mission to empower the small business economy by unlocking customer growth. It is headquartered in San Francisco, California by co-founders Eyal Shinar, Tomer Michaeli, and Yuval Ariav in 2013.

Quantexa

Series D in 2021
Quantexa is a global data and analytics software company pioneering Contextual Decision Intelligence that empowers organizations to make trusted operational decisions by making data meaningful. The platform helps organizations protect, optimize, and grow by leveraging AI to unify siloed data, identify opportunities, and mitigate fraud. Using the latest advancements in big data and AI, Quantexa's platform uncovers hidden risks and new opportunities by providing a contextual, connected view of internal and external data in a single place.

Fireblocks

Series D in 2021
Fireblocks is a platform that protects digital assets in transit, focusing on protecting the transmission of customers' digital assets between exchanges, counter brokers, hot wallets, and cold stores. Fireblocks enables banks, fintech, exchanges, liquidity providers, OTCs, and hedge funds to securely manage digital assets across a wide range of products and services. The technology consists of the Fireblocks Network and MPC-based Wallet Infrastructure.

The Milestone Group

Acquisition in 2021
Milestone Group is a global provider of investment technology solutions for asset managers, fund product manufacturers, fund distributors, life and pension companies, and fund service providers. We are a technology company, born from a consulting and operational heritage which allows us to understand the bigger picture. Our company is recognized globally as a thought leader and an architect of new enterprise business solutions for the funds industry. Our solutions continue to lead the industry towards enhanced best practice in efficiency and control in new areas through ongoing research and development. We have established operations in Boston, London and Cape Town, with our headquarters in Sydney, Australia. Our clients operate our solutions across 15 countries, and we provide 24 x 7 follow-the-sun support operations. Our team is grounded on the principal of industry experience. Our people are drawn from the world’s most highly regarded investment houses, fund distributors, banks and financial administrators, many having direct operations management experience. Our Purpose is to improve revenues with innovative technology, drive down costs with in-built efficiency and reduce risk with design simplicity. Our clients are some of the world’s leading financial institutions – asset managers, life companies, pension funds, fund distributors, and administrators. Each seeks measurable growth, founded on making sound decisions about their technology for today and for the future. Our pControl solutions help organizations deliver new products to market, with speed and agility, safety of operations, and low operating cost. pControl integrates seamlessly with existing core technologies and is trusted by the industry’s leading firms to enable their investment product strategies.

Fireblocks

Series C in 2021
Fireblocks is a platform that protects digital assets in transit, focusing on protecting the transmission of customers' digital assets between exchanges, counter brokers, hot wallets, and cold stores. Fireblocks enables banks, fintech, exchanges, liquidity providers, OTCs, and hedge funds to securely manage digital assets across a wide range of products and services. The technology consists of the Fireblocks Network and MPC-based Wallet Infrastructure.

HQLAX

Series B in 2021
HQLAᵡ is a financial technology innovation firm that leverages R3’s distributed ledger technology, Corda, to provide liquidity management and collateral management solutions for institutional clients in the global securities financing markets. HQLAᵡ and Deutsche Börse Group formed a strategic partnership for the creation of a joint operating model that provides market participants with improved collateral mobility across a fragmented securities settlement eco-system.

Volante Technologies

Venture Round in 2020
Since 2001, Volante has been focused on addressing the challenges of financial message integration and payments on-boarding, processing and orchestration. With a broad range of over 85 financial institutions and corporates as clients in 26 countries they provide the business agility needed to be competitive and thrive in the digital payments age by quickly dealing with the complexities of change, and taking advantage of business opportunities as they arise. All Volante products are born from a heritage of payments and financial message integration, and are rich with innovative functionality as a result of best practice driven R&D over the past 16 years. This means that their products coupled with their growing and maintained library of hundreds of international and domestic message standards plugins and transformations enable projects to be completed in months not years, or weeks not months, while insulating core systems from change.

Proxymity

Corporate Round in 2020
Proxymity is a digital investor communications platform. The company connects issuers, intermediaries, and investors in real-time via our unique digital pathway, which creates more efficient, accurate, and transparent solutions. Proxymity streamlines process such as proxy voting and shareholder disclosure, enhancing the overall efficiency of investor communications.

iCapital Network

Venture Round in 2020
iCapital Network is an online platform that unlatches the world of private equity, enabling institutions and qualified investors. It is a financial services company that features a financial technology platform that provides modular alternative investment solutions for registered investment advisors, broker-dealers, private banks, family offices, and other sophisticated investors. The company connects advisors and their high net worth investors in leading alternative investment managers through best-in-class user experience. The company was founded in 2013 and headquartered in New York, United States.

Civic Champs

Grant in 2020
Civic Champs develops a mobile-based platform designed to automate volunteer management. It helps volunteers with their hour tracking, scheduling, engagement, and analytical insights, for service organizations.

Vestwell

Series B in 2019
Vestwell develops a digital savings platform to create a retirement plan for employees. It offers automated retirement investing options for RIAs depending on the rules and regulations and other defined contributions to companies and their employees to help advisers engage with their clients with compliance and automation.

iCapital Network

Venture Round in 2018
iCapital Network is a fintech platform for alternative investments and investors. It has transformed the way the wealth management, banking, and asset management industries facilitate access to private markets investments for their high-net-worth clients by providing intuitive, end-to-end technology and service solutions. Wealth management firms use iCapital’s solutions to provide clients with quality funds at lower minimums and simplified digital workflows. Asset managers, RIAs, and banks leverage iCapital’s technology to streamline and scale their alternative investments operational infrastructure. Additionally, the iCapital ‘flagship’ platform offers wealth advisors and their high-net-worth client's access to a curated menu of private equity, private credit, hedge funds, structured investments, and other alternatives to help meet their investing needs for return and diversification. iCapital’s research and diligence team offers robust analysis alongside the firm’s extensive suite of advisor education, compliance, portfolio management, and portfolio analytics tools and services. iCapital has been recognized on the Forbes FinTech 50 list each year from 2018 through 2002, the Forbes America’s Best Startup Employers in 2021 and 2022, and MMI/Barron’s Industry Awards as Solutions Provider of the Year in 2020 and 2021. As of May 31, 2022, iCapital services more than US$130 billion in global client assets, of which more than US$30 billion are from international investors (non-US Domestic), across more than 1,035 funds. Employing more than 800 people globally, iCapital is headquartered in NYC and has offices worldwide including in Zurich, London, Lisbon, Hong Kong, Singapore, and Toronto.

C.C. Busy

Grant in 2018
C.C. Busy assists child care providers use voice assistants to log each child’s daily activities, making that log available to parents and regulators. Paperwork doesn’t take care of children, people do! Child care providers spend too much time on required paperwork, distracting them from the care of children. C.C. Busy saves child care providers time, allows providers to focus on children, keeps providers in compliance and facilitates communication with parents.

C.C. Busy

Grant in 2018
C.C. Busy assists child care providers use voice assistants to log each child’s daily activities, making that log available to parents and regulators. Paperwork doesn’t take care of children, people do! Child care providers spend too much time on required paperwork, distracting them from the care of children. C.C. Busy saves child care providers time, allows providers to focus on children, keeps providers in compliance and facilitates communication with parents.

iCapital Network

Series B in 2017
iCapital Network is a fintech platform for alternative investments and investors. It has transformed the way the wealth management, banking, and asset management industries facilitate access to private markets investments for their high-net-worth clients by providing intuitive, end-to-end technology and service solutions. Wealth management firms use iCapital’s solutions to provide clients with quality funds at lower minimums and simplified digital workflows. Asset managers, RIAs, and banks leverage iCapital’s technology to streamline and scale their alternative investments operational infrastructure. Additionally, the iCapital ‘flagship’ platform offers wealth advisors and their high-net-worth client's access to a curated menu of private equity, private credit, hedge funds, structured investments, and other alternatives to help meet their investing needs for return and diversification. iCapital’s research and diligence team offers robust analysis alongside the firm’s extensive suite of advisor education, compliance, portfolio management, and portfolio analytics tools and services. iCapital has been recognized on the Forbes FinTech 50 list each year from 2018 through 2002, the Forbes America’s Best Startup Employers in 2021 and 2022, and MMI/Barron’s Industry Awards as Solutions Provider of the Year in 2020 and 2021. As of May 31, 2022, iCapital services more than US$130 billion in global client assets, of which more than US$30 billion are from international investors (non-US Domestic), across more than 1,035 funds. Employing more than 800 people globally, iCapital is headquartered in NYC and has offices worldwide including in Zurich, London, Lisbon, Hong Kong, Singapore, and Toronto.

DBV-X

Acquisition in 2016
DBV-X, a new EU regulated marketplace for collateral and secured deposits, will go live in Europe later this year. Focused solely on funding and collateral needs, DBV-X will offer market participants cost-efficient and rapid access to a diverse range of counterparties and high-quality liquid assets. All participants sign a single standard legal agreement to join the platform and have full control over the products and counterparties used, thereby enabling a peer-to-peer market to flourish.

iCapital Network

Series B in 2015
iCapital Network is a fintech platform for alternative investments and investors. It has transformed the way the wealth management, banking, and asset management industries facilitate access to private markets investments for their high-net-worth clients by providing intuitive, end-to-end technology and service solutions. Wealth management firms use iCapital’s solutions to provide clients with quality funds at lower minimums and simplified digital workflows. Asset managers, RIAs, and banks leverage iCapital’s technology to streamline and scale their alternative investments operational infrastructure. Additionally, the iCapital ‘flagship’ platform offers wealth advisors and their high-net-worth client's access to a curated menu of private equity, private credit, hedge funds, structured investments, and other alternatives to help meet their investing needs for return and diversification. iCapital’s research and diligence team offers robust analysis alongside the firm’s extensive suite of advisor education, compliance, portfolio management, and portfolio analytics tools and services. iCapital has been recognized on the Forbes FinTech 50 list each year from 2018 through 2002, the Forbes America’s Best Startup Employers in 2021 and 2022, and MMI/Barron’s Industry Awards as Solutions Provider of the Year in 2020 and 2021. As of May 31, 2022, iCapital services more than US$130 billion in global client assets, of which more than US$30 billion are from international investors (non-US Domestic), across more than 1,035 funds. Employing more than 800 people globally, iCapital is headquartered in NYC and has offices worldwide including in Zurich, London, Lisbon, Hong Kong, Singapore, and Toronto.

Luminex Trading & Analytics

Venture Round in 2015
Luminex Trading & Analytics is a creator of an equity trading platform designed to provide access to clean, natural block liquidity at significantly lower trading costs. They're interacting only with venue-approved participants, the platform provides low-cost trading with minimal information leakage, allowing traders to execute large block trades with less market impact.

Cutwater Asset Management

Acquisition in 2015
Cutwater Asset Management is a client-focused and solutions-based investment advisor focused exclusively on fixed income investments. Cutwater's model combines world-class investment expertise and risk management capabilities with exceptional client service, in-depth consultation, and extensive interaction between clients and the investment team. Their clients include state and local governments, financial institutions, pension funds, unions, insurance companies, corporations and consultants. As one of the largest institutional fixed-income investment managers in the world, Cutwater’s model combines proven investment expertise and risk management capabilities with exceptional client service. Cutwater's investment philosophy is based on a set of fundamental tenets that define their approach to managing fixed income portfolios. The objective of their investment philosophy is to provide their clients with consistent, top quartile risk-adjusted portfolio performance through market cycles. On 2 January, 2015 Cutwater Asset Management was acquired by BNY Mellon. Cutwater is part of BNY Mellon's $1.6 trillion in assets multi-boutique investment business and is operated by Insight Investment, a leading European asset manager and one of BNY Mellon's premier investment firms.

FastMatch

Venture Round in 2013
FastMatch is a new Electronic Communication Network for foreign exchange trading. FastMatch strives to offer its customers access to large pools of diversified liquidity at unparalleled speed with complete transparency in the optimal location.

I3 Advisors

Acquisition in 2010
3 Advisors is an independent investment counselling firm dedicated to the development, execution and maintenance of our clients' effective and independent portfolio strategies. They are a trusted advisor to both wealthy families and institutional clients and, through our work, have earned the reputation as Canada's independent investment counsellor of choice in this highly specialized field.

Albridge

Acquisition in 2010
Allbridge offers enterprise wealth management services to its clients. The company's range of services include consolidated reporting, compliance, operations, data management, and distribution analytics. Furthermore, it offers business consulting services to its clients. Allbridge was founded in 1993 by Susan Stevens and is based in New Jersey.

PNC Global Investment Servicing

Acquisition in 2010
PNC Global Investment Servicing provides processing, technology, and business intelligence services to asset managers, broker/dealers, and financial advisors. It offers fund accounting and administration, wealth management reporting, subaccounting, transfer agency and shareholder, marketing and distribution, managed account, integrated banking transaction, accounting and administration, custody and securities lending, alternative investment, and international fund services. The company also provides call center, broker/dealer support, financial planner support, health savings account, and bill payment and presentment services. PNC Global Investment Servicing was formerly a subsidiary of PNC Financial Services until being acquired by BNY Mellon in 2010.

Insight Investment

Acquisition in 2009
WELCOME TO INSIGHT INVESTMENT We are a specialist asset manager focused on designing innovative investment solutions to meet the needs of our clients: pension funds, insurers, sovereign wealth funds, wealth managers, financial institutions and private individuals. We're a leading global asset manager, responsible for over £256.1bn* in assets under management across liability driven investment, currency management, fixed income, absolute return, multi-asset and specialist investment strategies. We design innovative investment solutions for our clients that have one objective in mind: meeting their specific needs. We aim to deliver consistent and repeatable performance by focusing only on those things we know we can do well.

GlobeImmune

Series C in 2007
GlobeImmune, operates as a biopharmaceutical company. It engages in developing and manufacturing Tarmogens, a targeted molecular immunotherapy for the treatment of cancer and infectious diseases. Its products include GI-3000, a Tarmogen for epidermal growth factor receptor over expressing tumors; GI-4000, a Tarmogen for mutated-Ras mediated cancers; GI-5005, a Tarmogen for chronic hepatitis C infection; GI-8000, a Tarmogen for influenza; and GI-10000 Targeted Ablation of Mutational Escape, a novel use of the Tarmogen platform that eliminates or prevents the emergence of mutated escape variants in patients receiving antiviral or targeted cancer therapies. GlobeImmune was founded in 1995 as Ceres Pharmaceuticals, Inc. The company is based in Louisville, Colorado.

Shoes For Crews

Venture Round in 2004
Shoes For Crews has been the trusted leader in safety footwear to foodservice, hospitality, healthcare and industrial employees for over 30 years. Their mission is to help protect you from Slip and Fall accidents by providing the most comfortable and slip-resistant footwear available anywhere. They research, design, engineer and manufacture every shoe they sell to provide you the best in comfort, style, durability and slip-resistance. Take a walk in their shoes for 60 days. If you're not happy with your shoes for any reason, exchange your shoes for free or return them, no questions asked. Shoes For Crews® began producing slip-resistant footwear in 1984 and through superior outsole technology quickly became the industry leader. They have stayed on top by working hard to deliver you an unbeatable product at a great price. Your safety and satisfaction is their ultimate goal.

iSolve

Venture Round in 2000
iSolve is the IT solution for small and medium-sized businesses. It offers data and network protection, data security, and connectivity. They assess the software for accounting, client relationship management, office production, networking, and product management.

Net Value Holdings

Venture Round in 2000
Net Value Holdings is a virtual incubator for early stage e-commerce businesses. Net Value Holdings is building its collaborative network by identifying compelling e-commerce opportunities and surrounding new companies with leading executives, high-profile advisors, and top-tier services. Founded in 1998, Net Value Holdings currently holds interests in nine Internet businesses in various stages of development. Net Value Holdings is based in San Francisco with offices in New York, Boston and Philadelphia.
Valkyrie Investments is a specialized alternative asset management firm at the intersection of traditional finance and the emerging cryptocurrency sector. The firm aims to create and manage portfolios and products, including managing exposure to digital assets and other frontier investments. Valkyrie Investments is led by financial industry veterans with decades of experience across firms including Guggenheim Partners, UBS, Chicago Board of Trade, Chicago Mercantile Exchange, and The World Bank.
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