LPL Financial Holdings

Commonwealth Financial Network, founded in 1979 and headquartered in Waltham, Massachusetts, is a privately held independent broker/dealer and registered investment advisor. The firm specializes in a range of financial services, including practice management, advanced planning, research analysis, financial planning, retirement income planning, branding, estate planning, and business planning. Commonwealth aims to support financial professionals with comprehensive resources and expertise to enhance their practices and better serve their clients.

The Investment Center is a business that supports independent financial advisors across the United States. It offers a range of services, including back-office support, investment tools, and a wide variety of non-proprietary financial products. These services are designed to help advisors manage their businesses more efficiently and provide a broad range of investment options to their clients. The company operates as a broker-dealer and investment advisory firm, specializing in areas such as equities, mutual funds, fixed income, retirement products, and cash management services. Additionally, it provides client management tools and support in finance, marketing, technology, and practice management sectors to help advisors grow their businesses.

Crown Capital Securities is a financial services dealer established in 1999 and based in Orange, California. The company specializes in providing a wide array of services, including investment products, advisory services, estate planning, retirement accounts, insurance services, college financial planning, and corporate benefits. In addition to these offerings, Crown Capital Securities also operates as a placement agent, assisting clients in fundraising efforts. The firm aims to deliver comprehensive financial solutions tailored to the needs of individuals and businesses.

Atria Wealth Solutions is a wealth management solutions holding company established in 2017 by experienced executives Doug Ketterer, Eugene Elias, and Kevin Beard, with support from Lee Equity Partners. The firm specializes in providing wealth management advisory services tailored for financial professionals, institutions, and advisory clients. Atria offers a range of financial advisory and planning services, helping clients navigate and thrive in a digitally connected and ever-changing financial landscape.

Independent Advisor Alliance operates as an independent financial advisory firm dedicated to empowering financial advisors in their journey as business owners. The company offers a range of tailored services aimed at addressing the unique needs and challenges faced by advisors. Its offerings include compliance support, business consulting, and customized resources designed to optimize operational efficiencies and reduce costs. Additionally, the firm provides strategic solutions to help advisors retain and attract clients, enhance revenue, and manage succession planning. By focusing on various aspects of an advisor's business, Independent Advisor Alliance aims to facilitate their success in a competitive landscape.

Cadena is a global leader in the field of international business development, providing robust tools and services to streamline the process of overseas revenue growth. Its Discovery Portal houses an extensive database of over 2 million prospects, offering businesses a platform to expand their reach across borders. The company's proprietary AI-driven prospecting tools, BuyBeacon™ and IntelliConnect™, leverage advanced algorithms and machine learning to identify and prioritize promising leads. These tools offer data-driven insights, helping businesses boost conversion rates and optimize sales strategies. With a strong local presence in key markets such as the GCC, North America, and APAC, Cadena boasts an accredited Enterprise Sales Team. These professionals bring their understanding of local business cultures, regulatory environments, and market trends to assist clients in navigating these regions. Cadena has also developed CadenaPay, an innovative tool that uses predictive analytics to assess the risk of delayed overseas B2B payments. For high-risk invoices, Cadena offers an invoice factoring service, providing immediate cash to businesses and enhancing their financial stability. By combining advanced technology and local expertise, Cadena empowers businesses to navigate the complexities of international commerce, delivering concrete solutions for global business growth.

Lucia Securities, LLC is an investment advisory firm located in San Diego, California. The company provides a variety of account types and investment options, including brokerage accounts, retirement accounts, stocks, bonds, mutual funds, annuities, and alternative investments. Lucia Securities specializes in capital markets and custody services, offering tailored financial advice to individuals, affluent families, and business owners. Through its comprehensive services, the firm aims to assist clients in achieving their investment goals and managing their financial portfolios effectively.

AdvisoryWorld, Inc. is a technology company based in Sherman Oaks, California, founded in 1987. It specializes in providing a comprehensive suite of financial software solutions aimed at investment professionals, including registered investment advisors, wealth managers, and financial institutions. The company offers tools for asset allocation, portfolio modeling, investment analysis, and financial planning, enabling users to optimize portfolios, conduct risk assessments, and generate detailed investment proposals. Key offerings include its Integrated Capital Engine platform for portfolio management, Monte Carlo simulations for outcome probability analysis, and various plug-ins for in-depth security analysis and optimization. Additionally, AdvisoryWorld provides databases and research services covering asset classes and mutual funds, alongside customized solutions delivered through web services and professional services. In December 2018, AdvisoryWorld became a subsidiary of LPL Financial Holdings Inc.

National Planning Holdings is a broker-dealer network that serves independent financial advisers, primarily focusing on small businesses. As the holding company, it encompasses several broker-dealers, including INVEST Financial Corporation, Investment Centers of America, National Planning Corporation, and SII Investments. The company provides a range of brokerage services, including practice management and business strategy, aimed at helping clients access top-tier products and services. Through its network, National Planning Holdings supports financial advisers in optimizing their operations and enhancing their service offerings to clients.

Seagate Technology is a prominent data storage and hardware company specializing in the design, development, and manufacturing of hard disk drives (HDDs) and solid-state drives (SSDs). The company provides a diverse range of storage solutions tailored for various applications, including enterprise servers, mainframes, desktop and notebook computers, and consumer devices such as digital video recorders and portable external storage systems. Seagate primarily sells its products to original equipment manufacturers, distributors, and retailers, establishing itself as a key player in both the enterprise and consumer markets. In addition to its hardware offerings, Seagate also delivers data storage services for small- to medium-sized businesses, encompassing online backup, data protection, and recovery solutions. The company is recognized for its competitive positioning in the market, operating alongside its main rival in a practical duopoly.

Fortigent, LLC is a provider of wealth management solutions and consulting services, focusing on independent advisors, banks, and trust companies. The company specializes in offering tailored financial strategies and support to enhance the services its clients provide to their customers. Acquired by LPL Financial in 2012, Fortigent aims to empower financial professionals with the resources and expertise needed to navigate the complexities of wealth management. Through its comprehensive approach, Fortigent delivers insights and tools designed to optimize client outcomes in a competitive financial landscape.