StarCompliance

Aer Compliance is an innovative platform that specializes in automating compliance tasks with a particular emphasis on Code of Ethics compliance. It develops an employee trade compliance system aimed at preventing insider trading, front-running, and conflicts of interest. The platform is designed for professionals such as bankers, consultants, and those in the cryptocurrency sector, enabling them to trade liquid assets in accordance with their employers' compliance requirements. By streamlining internal processes, Aer Compliance helps firms reduce back-office staff needs and mitigate risks, while also allowing employees to manage their trading activities more efficiently and safely.

ETHIX360, Inc. is a compliance software provider based in Charlotte, North Carolina, founded in 2016. The company specializes in offering compliance as a service (CaaS) solutions that help organizations identify, manage, investigate, and resolve ethical issues. Its flagship product, CaseTrac, is designed to minimize reputational damage and financial liabilities by facilitating the reporting of concerns and conducting workplace investigations. ETHIX360 also offers a range of other tools, including TrakEnterprise for on-premises case management, CSone for educational institutions, and Reflections for online exit interviews. The company’s solutions are adaptable to various organizational processes and support a diverse global clientele across industries such as insurance, technology, and healthcare. By leveraging advanced technologies and real-time data analysis, ETHIX360 enables organizations to maintain compliance with their internal policies while promoting ethical workplace behavior.

Six Lambda is a compliance-focused data analytics company that specializes in monitoring political contributions for regulated firms. Its software is designed to assist compliance officers by tracking employee political donations and ensuring adherence to pay-to-play and campaign finance regulations. The company collects and analyzes campaign finance data from federal, state, and local sources on a daily basis, alerting clients when potential violations occur. Six Lambda offers application programming interfaces and workflow tools that enhance the efficiency of political contribution surveillance, thereby helping organizations mitigate the risks of fines and penalties associated with non-compliance.

Pentana Compliance is a software provider specializing in internal audit, compliance, and risk management solutions. The company's offerings are designed to help regulated businesses effectively manage risks and ensure compliance with industry standards. By leveraging advanced technology, Pentana enables audit teams to gain visibility into current and emerging risks across the organization, facilitating informed decision-making that aligns business strategy with operational performance. The software supports various functions, including performing risk assessments, managing audits, tracking issues, and delivering comprehensive reports, thereby addressing the challenges firms face under the Certification Regime. Pentana's solutions aim to enhance organizational governance and operational efficiency while promoting transparency and stakeholder engagement.