Delta Capita

Delta Capita is an international business and technology consulting firm that specializes in delivering solutions for financial services organizations. Headquartered in Canary Wharf, London, with regional offices in Amsterdam, New York, Singapore, and Hong Kong, the company focuses on establishing industry utility platforms to reduce the costs associated with common banking functions. By utilizing best practice standardization and advanced technology, Delta Capita assists clients in meeting regulatory obligations while driving innovation and transforming their businesses. The firm's managed services model enables clients to lower capital and operating expenditures, facilitating industry standardization and cost mutualization.

Charanpal Matharu

Managing Principal, Non-Financial Risk

5 past transactions

JDX Consulting

Acquisition in 2022
JDX Consulting is a financial consultancy firm that provides operational and strategic solutions tailored for investment banks and financial market infrastructure. The firm focuses on resource augmentation and domain consulting, offering cost-effective and flexible resourcing solutions to clients in the financial services sector. JDX Consulting specializes in areas such as change management, remediation, technology, and advisory projects, allowing clients to leverage the expertise of qualified growth advisors. This approach enables clients to enhance their operations and achieve financial growth.

International Compliance Partners

Acquisition in 2021
International Compliance Partners offers consultancy, training, and audit services with a strong emphasis on risk and compliance. The firm specializes in financial crime prevention, including know your customer (KYC) and anti-money laundering (AML) practices. By leveraging their expertise, International Compliance Partners assists clients across various sectors, including small and medium-sized enterprises and semi-public institutions, to achieve and maintain compliance in all aspects of their operations. The company is committed to ensuring that its clients remain efficient and effective in managing compliance risks.

The Field Effect

Acquisition in 2019
The Field Effect is a specialized consultancy firm focused on providing independent consultancy services for financial services firms and their clients. The company offers expertise in prime brokerage, securities finance, and collateral management, addressing a range of needs including financing, clearing, and the management of both cleared and non-cleared over-the-counter derivatives as well as exchange-traded derivatives. By delivering tailored solutions, The Field Effect aims to create value and enhance operational efficiency within the financial sector.

Pall Mall Management Consultants

Acquisition in 2018
Pall Mall Management Consultants Ltd is a London-based consultancy firm established in 2017, specializing in non-financial and conduct risk management for banks and investment companies. As a subsidiary of Delta Capita Limited, the firm focuses on providing operational risk and conduct risk frameworks, proactive testing programs, and support for Brexit plan implementation and regulatory compliance. Pall Mall also offers due diligence reviews, technology vendor capability assessments, and training and talent management services. The founding members bring over 70 years of combined experience in wholesale banking and capital markets, earning a strong reputation among industry stakeholders and regulators across various jurisdictions.

Appendium

Acquisition in 2017
Appendium Ltd. is a financial technology company based in London, United Kingdom, that specializes in developing and operating a comprehensive real-time platform for the booking and transaction processing of stock loans, repos, cash deposits, and collateral management. Established in 2005, the company offers a suite of services including transaction management, global position management, margin call processing, and integrated billing workflows. Its technology supports financial institutions such as prime brokers, broker-dealers, hedge funds, investment managers, and custody banks by providing an automated and sophisticated securities financing solution. Appendium aims to enhance operational efficiency through end-to-end integration with existing settlement and cash processing systems. As of April 2017, Appendium operates as a subsidiary of Delta Capita and is focused on launching its Securities Finance Managed Service as an industry utility.
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