Guggenheim Partners

Guggenheim Partners, LLC is a privately owned investment manager and financial services firm founded in 2006 and headquartered in Chicago, Illinois, with additional offices globally. The firm manages over $265 billion in assets and provides a comprehensive range of services, including investment management, investment advisory, and investment banking and capital markets solutions. Its clientele encompasses high-net-worth individuals, family offices, endowments, foundations, insurance companies, pension plans, and other institutions. Guggenheim Partners is known for its innovative investment strategies, which are grounded in academic research and practical experience. The firm also engages in direct private investments through its merchant banking activities. Operating as a subsidiary of Guggenheim Capital, LLC, Guggenheim Partners emphasizes wealth preservation and sustainable capital growth, drawing on a legacy of financial expertise to meet the complex needs of its clients.

Pieter-Jan Bouten

Senior Managing Director

Matthew Brogdon

Senior Managing Director, Energy Investment Banking Group, Guggenheim Securities

Laurie Coben

Senior Managing Director

David Crosby

Managing Director

James Decker

Senior Managing Director, Guggenheim Securities

Stuart Duty

Senior Managing Director

Javier Fernandez

Founder and Managing Director

Joel Foote

Senior Managing Director

Taylor Harrington

Managing Director

Greg Kranias

Managing Director

Alan Lada

Vice President Equity Capital Markets

Eric Mandl

Senior Managing Director

Joe McCurdy

Senior Managing Director

Shail Mehta

Senior Managing Director Power, Utilities and Renewables Investment Banking

James Palen

Managing Director

Alexander Ramirez

Senior Managing Director - Technology, Media and Telecom (TMT)

James Schaefer

Senior Managing Director

Ranjot Singh

Managing Director

John Soden III

Senior Managing Director

Rory Twomey

Vice President

Mark Walter

CEO

10 past transactions

Firstdigital Telecom

Debt Financing in 2021
Provider of network architecture and fiber networks services to enterprises, government, health care, education and financial institutions. The company designs and installs networks that provide a full suite of business offerings including local voice, long-distance, internet, VOIP, CloudPBX, hosting, co-location, managed services and fiber-to-the-premise, enabling its customers to avail integrated, secure, flexible and fault-tolerant data and cloud services.

Sysdig

Series G in 2021
Sysdig, Inc. provides network and application monitoring software solutions designed to enhance the performance and security of cloud-based application delivery infrastructures. Founded in 2013 and headquartered in San Francisco, California, Sysdig addresses the complexities of securing containers, Kubernetes, and cloud services through its Sysdig Secure DevOps Platform. This platform enables organizations to secure their build pipelines, detect and respond to runtime threats, validate compliance, and monitor cloud infrastructure effectively. Built on an open-source foundation that includes tools like Falco and sysdig OSS, Sysdig's SaaS offerings are relied upon by numerous companies for their container and Kubernetes security needs. The company also operates data centers in Oregon and Frankfurt, Germany, and has a subsidiary in Japan.

FiberLight

Venture Round in 2020
FiberLight specializes in providing fiber-optic networking services aimed at facilitating communication for businesses in various sectors, including healthcare, education, government, professional services, and technology. The company constructs and delivers customizable fiber optic network solutions designed to be scalable and secure. By leveraging a robust optical ring topology network, FiberLight offers advanced Carrier Ethernet technology that allows clients to consolidate multiple services onto a single, high-speed, and secure platform. With a focus on customer support, FiberLight ensures that organizations can effectively meet their project requirements through dedicated in-house network monitoring and responsive service.

SpringHill Entertainment

Venture Round in 2020
SpringHill Entertainment creates compelling stories for television, features, and digital. SpringHill pride ourselves on incubating, developing, and producing work that speaks to a cross-cultural audience.

LendingPoint

Debt Financing in 2018
LendingPoint LLC is a financial technology company based in Kennesaw, Georgia, founded in 2014. It specializes in providing online consumer loans through its cloud-based lending platform, which employs predictive risk algorithms to assess creditworthiness. LendingPoint offers personal loans for various purposes, including debt consolidation, home improvement, credit card refinancing, and medical expenses, among others. The company also operates LendingPoint Merchant Solutions, which provides financing options to merchants, service providers, and medical institutions. Committed to expanding access to fair financial solutions, LendingPoint delivers loans up to $25,000 with quick deposit options and no prepayment penalties, aiming to empower consumers to achieve their financial goals.

LendingPoint

Debt Financing in 2017
LendingPoint LLC is a financial technology company based in Kennesaw, Georgia, founded in 2014. It specializes in providing online consumer loans through its cloud-based lending platform, which employs predictive risk algorithms to assess creditworthiness. LendingPoint offers personal loans for various purposes, including debt consolidation, home improvement, credit card refinancing, and medical expenses, among others. The company also operates LendingPoint Merchant Solutions, which provides financing options to merchants, service providers, and medical institutions. Committed to expanding access to fair financial solutions, LendingPoint delivers loans up to $25,000 with quick deposit options and no prepayment penalties, aiming to empower consumers to achieve their financial goals.

Mosaic

Private Equity Round in 2016
Mosaic, based in Oakland, California, provides financing solutions for residential solar energy systems and home improvement projects. Founded in 2009, the company enables homeowners to invest in solar energy generation and storage while also offering financing options for contractors to acquire professional tools. Mosaic's user-friendly platform allows solar and home improvement professionals to facilitate financing through a streamlined point-of-sale application, enhancing the experience for both contractors and homeowners. The company's mission emphasizes promoting clean energy and shared prosperity, aiming to help individuals invest in sustainable solutions for their homes and contribute to a cleaner planet.

Advaxis

Post in 2016
Advaxis, Inc. is a clinical-stage biotechnology company based in Princeton, New Jersey, focused on developing immunotherapies for cancer and infectious diseases. The company utilizes a unique platform based on live, attenuated bacteria engineered to deliver antigen/adjuvant fusion proteins, which aim to enhance the immune response against cancer. Advaxis is actively developing therapies for HPV-related cancers, including axalimogene filolisbac, currently in a Phase II clinical trial for head and neck cancer. Other products in development include ADXS-PSA for prostate cancer, ADXS-NEO for individualized treatment using neoantigens from a patient’s tumor, ADXS-HOT for generating robust anti-cancer immunity, and ADXS-HER2 targeting HER2-positive tumors. Advaxis has established collaborations and licensing agreements with various organizations to further advance its research and development efforts. The company was founded in 2002 and continues to progress its innovative treatments through multiple clinical trials.

Kabbage

Debt Financing in 2014
Kabbage, Inc. is a financial technology company that offers small businesses automated access to funding through its online lending platform. Founded in 2008 and based in Atlanta, Georgia, Kabbage simplifies the loan application process by allowing businesses to submit their financial data online, enabling rapid approval and funding, often within minutes. The platform assesses business health using various data sources, including revenue and transaction history, to determine credit lines that can reach up to $250,000. Kabbage also provides tools like the Kabbage card, which allows users to make purchases directly from their credit lines at point-of-sale locations, and a mobile app for convenient account access. The company has evolved its services since initially catering to online merchants, extending its offerings to all small businesses by 2014. Kabbage has garnered recognition for its innovative approach and has secured significant funding to support its growth and technological advancements in the lending industry.

Atari

Post in 2006
Atari SA is a global company specializing in interactive entertainment and licensing products, headquartered in Paris, France. Founded in 1972, Atari develops, publishes, and distributes video games across various platforms, including consoles, personal computers, and mobile devices. The company's portfolio includes approximately 200 games and franchises, such as Asteroids, Centipede, Missile Command, Pong, and RollerCoaster Tycoon. Atari also engages in the monetization of games through diverse channels, multimedia production, and the licensing of its brand, including activities related to regulated online casino games and blockchain initiatives like the Atari Token. Additionally, the company has introduced the Atari VCS, a hybrid system that combines features of a personal computer and a console. Atari's products are distributed in over 60 countries through an international network and direct sales via its website.
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