Lovell Minnick Partners

Fortis Payments specializes in providing tailored payment solutions to businesses across various sectors, including retail, hospitality, medical, automotive, and restaurants. With a team of representatives who possess extensive industry experience, Fortis Payments emphasizes the importance of understanding clients' unique needs to deliver effective payment systems. Their commitment to exceptional customer service ensures that clients receive not only the technical support required but also valuable insights to optimize their payment processes. This customer-centric approach distinguishes Fortis Payments in the competitive landscape of payment processing solutions.

Broadstone provides pensions, employee benefits, actuarial and investment services advice to small and medium sized employers, pension scheme trustees and individual pension scheme members. its team is passionate about understanding its clients needs and achieving the very best results through clear, concise, cost effective, and comprehensive advice. It offers independent trusteeship through our sister company, 2020 Trustees, which is a leading independent corporate trustee.

OneZero Financial Systems, LLC specializes in developing software solutions tailored for foreign exchange brokerages and technology firms. Founded in 2009 and headquartered in Cambridge, Massachusetts, with an additional office in London, the company provides a range of services including the oneZero MT4 Liquidity Bridge, which assists brokers in managing their MT4 businesses through a user-friendly interface for pricing and liquidity management. They also offer the oneZero Hub for connecting trading platforms to aggregated liquidity, as well as the oneZero Advanced Reporting and Monitoring System for analytics on market and credit risk. Additional offerings include bridging, aggregation, risk management, prime brokerage services, regulatory reporting, and comprehensive platform hosting solutions. OneZero serves a diverse clientele that includes global brokers, funds, banks, and various market participants.

Cohen & Company is an accounting and business advisory firm based in Cleveland, Ohio, established in 1977. The firm specializes in management consulting, transactions, business valuations, and wealth management, focusing on sectors such as investment, manufacturing, retail, and healthcare. With a commitment to uncovering innovative accounting, tax, and business opportunities, Cohen & Company aims to enhance clients' profitability through meticulous attention to detail and personalized service. The firm prides itself on its exceptional technical expertise and provides tailored analyses and strategies that enable clients to maximize their profits, setting itself apart from competitors in the industry.

Americana Partners is an independent wealth advisory firm based in Houston, Texas, established in 2019. The company specializes in providing tailored financial planning and investment management services to a select group of families and individuals, including patriarchs, matriarchs, executives, business owners, and entrepreneurs. Americana Partners focuses on helping clients simplify the management of their substantial wealth while prioritizing capital preservation and alternative investment strategies. The firm fosters strategic connectivity among its clients, facilitating introductions within their personal and professional networks. This approach creates unique investment opportunities, such as private placements and direct deals, allowing clients to co-invest with peers who share similar lifestyle and legacy goals. As a Registered Investment Adviser, Americana Partners is committed to serving the specific needs of its clientele.

ACU-Serve Corp. is an outsourcing company specializing in healthcare management services. It provides a range of offerings, including home medical equipment (HME), durable medical equipment (DME), infusion outsourcing, and auditing services. In addition to these services, ACU-Serve develops revenue cycle management software designed to assist healthcare providers. The company's comprehensive solutions encompass revenue recovery, accounts receivable management, consulting, compliance, cash posting, and analytics. These services are specifically tailored to reduce claim denials, expedite claims processing, and enhance revenue collection for healthcare organizations.

S&S Health is a sophisticated line of administrative facilities offering health plans, insurance and claims processing services.

Net@Work, established in 1996, offers a comprehensive suite of IT services and solutions designed to enhance business operations. Their offerings include accounting and CRM software, custom application development, document management, and information security services. By partnering with leading technology companies such as Sage Software, Microsoft, Citrix, and Cisco, Net@Work is able to provide clients with integrated solutions that are tailored to meet their specific needs. This approach allows them to deliver effective strategies that help clients gain a competitive advantage in their respective markets.

Definiti is a retirement services firm based in Houston, Texas, specializing in retirement plan consulting and pension outsourcing services. The company focuses on designing 401(k) plans and providing comprehensive solutions that facilitate effective retirement planning for employees. By offering tailored retirement services, Definiti aims to simplify the process of ensuring employees have access to robust retirement solutions.

London & Capital is a specialist wealth and asset management firm founded in 1986 by Daniel Freedman and Richard Leigh, who sought to offer a more personalized approach to individual investors. Unaffiliated with any large financial institutions, the company prioritizes the unique needs and goals of its clients, focusing on wealth preservation through prudent investment strategies. By taking the time to understand each client's aspirations, London & Capital provides tailored advice and investment options, ensuring that clients receive dedicated service from specialists in various financial areas. The firm intentionally limits its client base to foster strong, personalized partnerships, allowing for a deeper understanding of each client's complex financial requirements beyond mere monetary considerations. Through careful financial planning and clear reporting, London & Capital helps clients navigate their investment journeys while aiming for both preservation and growth of their assets.

STP Investment Services specializes in providing technology-enabled outsourcing solutions tailored for institutional managers, wealth managers, plan sponsors, fund managers, and family offices. The company offers a comprehensive range of services, including investment operations outsourcing, fund services, business process solutions, portfolio accounting, and data management. By delivering scalable and transparent middle and back office solutions, STP Investment Services enables clients to concentrate on their core business objectives while benefiting from the company’s expertise and technological support. Recognized for its rapid growth, STP Investment Services received the 2018 Philadelphia CEO Report Velocity 50 Award, highlighting its commitment to excellence in the investment services sector.

Warner Pacific is a general agency serving insurance brokers from custom quote preparation to post-sale support. They offer to help grow their business. They provide services in the health insurance industry.

HWM servicing and compliance solutions support offshore and onshore funds, partnerships, private equity, vehicles, retail funds, and regulated financial firms. It is a investor and regulatory services technology provider. An online inquiry form is available on their website.

UniversalCIS has grown to be one of the largest national providers of mortgage services, lending services, and tri-merge credit reports by consistently providing the industry’s best-in-class integrated technology solutions with top customer service.

DashCMA is a software company based in Los Angeles, California, founded in 2018, that specializes in comparative market analysis tools for real estate agents. The platform transforms local multiple listing service data and market information into visually engaging graphs and streamlined CMA presentations. By focusing on the most relevant data points, DashCMA enables agents to facilitate meaningful pricing discussions with clients efficiently, reducing the time required for analysis from hours to mere minutes. Its modern approach to traditional CMA processes seeks to enhance the effectiveness of real estate transactions by providing clear and concise information.

Fortis Payments specializes in providing tailored payment solutions to businesses across various sectors, including retail, hospitality, medical, automotive, and restaurants. With a team of representatives who possess extensive industry experience, Fortis Payments emphasizes the importance of understanding clients' unique needs to deliver effective payment systems. Their commitment to exceptional customer service ensures that clients receive not only the technical support required but also valuable insights to optimize their payment processes. This customer-centric approach distinguishes Fortis Payments in the competitive landscape of payment processing solutions.

Pathstone Family Office, established in 2010 and based in New Jersey, specializes in wealth management and investment advisory services for families, family offices, and institutions throughout the United States. The firm provides a comprehensive range of financial advisory services, including asset management, financial planning, property management, estate planning, financial reporting, and risk management. By focusing on creating, managing, and preserving wealth, Pathstone aims to meet the diverse financial needs of its clients.

Billhighway is a cloud-based platform designed for non-profit organizations, offering integrated solutions for payment processing, banking, and accounting. By consolidating multiple local bank accounts into a single operating account with virtual accounts, Billhighway streamlines financial transactions, allowing funds to be routed to cash accounts in real time. This integration improves operational efficiency and reduces the time spent on financial management, enabling organizations to focus more on their missions. The platform is tailored for due and fee-based entities, accommodating specific accounting structures and adhering to Generally Accepted Accounting Principles (GAAP) for successful audits. Additionally, Billhighway provides tools for budgeting and strategic planning, enhancing the financial health of its clients and fostering member engagement.

Charles Taylor Limited is a UK-based provider of professional services and technology solutions tailored for the insurance market across various regions, including the Americas, Asia Pacific, Europe, the Middle East, and Africa. The company operates through three main segments: Management Services, Adjusting Services, and Insurance Support Services. Its Management Services division offers outsourced management for underwriting, claims, reinsurance, and loss prevention, alongside regulatory compliance and investment management. The Adjusting Services segment specializes in loss adjusting for sectors such as aviation, energy, marine, and property and casualty, while also providing marine average adjusting and technical support. Additionally, the Insurance Support Services segment encompasses a wide array of professional and technical support, including outsourced insurance support and specialty risk management. Founded in 1884 and headquartered in London, Charles Taylor is dedicated to delivering technology-enabled solutions to its clients, facilitating the effective management of complex insurance claims and operations.

Inside Real Estate is a technology agency focused on the real estate sector. The company provides a software-as-a-service (SaaS) platform designed for residential real estate agents and brokers, offering tools for lead generation, customer management, and integrated real estate customer relationship management (CRM). Additionally, Inside Real Estate features a performance analytics system and transaction management integrations, enabling users to effectively source, convert, and manage their clientele. Through its cloud-based solutions, the company aims to enhance the operational efficiency and marketing capabilities of real estate professionals.

OneZero Financial Systems, LLC specializes in developing software solutions tailored for foreign exchange brokerages and technology firms. Founded in 2009 and headquartered in Cambridge, Massachusetts, with an additional office in London, the company provides a range of services including the oneZero MT4 Liquidity Bridge, which assists brokers in managing their MT4 businesses through a user-friendly interface for pricing and liquidity management. They also offer the oneZero Hub for connecting trading platforms to aggregated liquidity, as well as the oneZero Advanced Reporting and Monitoring System for analytics on market and credit risk. Additional offerings include bridging, aggregation, risk management, prime brokerage services, regulatory reporting, and comprehensive platform hosting solutions. OneZero serves a diverse clientele that includes global brokers, funds, banks, and various market participants.

ATTOM Data Solutions is a leading provider of comprehensive property data, serving various industries such as real estate, mortgage, insurance, and marketing. The company aggregates and manages an extensive range of data, including property tax, deed, mortgage, foreclosure, environmental risk, and neighborhood information, covering over 155 million residential and commercial properties across the United States. This data, which represents 99 percent of the nation's population, undergoes a rigorous validation and enhancement process to ensure accuracy and consistency. ATTOM assigns a unique identifier to each property record, known as the ATTOM ID. The company's extensive data warehouse supports innovation and informed decision-making in a data-driven economy, offering flexible delivery solutions including bulk file licenses and property data APIs. Additionally, ATTOM has developed a cloud-based data platform to streamline data management, providing clients with enhanced accessibility to property information.

SRS Acquiom Inc. specializes in providing shareholder representation, payments administration, and escrow investment services to facilitate post-closing activities in private mergers and acquisitions (M&A). The firm offers a comprehensive range of services, including dispute resolution, entity management, deal analytics, and online payment administration through its Acquiom|Clearinghouse platform, which streamlines disbursements of merger proceeds to shareholders. Additionally, SRS Acquiom provides enhanced escrow solutions that help manage the complexities of M&A transactions, ensuring liquidity and reducing risks associated with indemnification claims. With a focus on efficiency, SRS Acquiom has successfully managed over 600 transactions valued at $95 billion, serving a diverse clientele that includes venture capital and private equity firms, investors, and business owners. Founded in 2013 and headquartered in San Francisco, SRS Acquiom aims to modernize outdated M&A processes, delivering faster, more economical solutions to its clients.

National Auto Care, established in 1984, specializes in providing vehicle finance and insurance (F&I) products tailored for the automobile industry. The company focuses on developing innovative F&I solutions that enhance consumer value and satisfaction, thereby helping automotive dealers boost their F&I penetration. In addition to its product offerings, National Auto Care provides comprehensive administration, training, and marketing support services to a diverse range of partners, including independent agents, insurance companies, financial institutions, and auto manufacturers. Recognized for its excellence, the company has received a Gold Dealer's Choice Award for its F&I products and has been acknowledged as a Top Workplace, reflecting its commitment to quality and employee satisfaction.

Tortoise Investments specializes in essential assets and income investing, offering a range of active and passive investment solutions to its clients. The firm provides valuable market insights through its registered advisers, aiming to meet diverse investor needs. As of September 30, 2017, Tortoise managed $20.2 billion in assets under advisement, reflecting its significant presence in the investment landscape.

CenterSquare Investment Management is a real asset investment management firm that specializes in both listed and private equity real estate, as well as listed infrastructure investments. As a subsidiary of BNY Mellon, the company operates with a commitment to aligning its interests with those of its clients, partners, and employees. Headquartered in suburban Philadelphia, CenterSquare also has regional offices in Los Angeles and international presence in London and Singapore. The firm actively manages investments for institutional investors and high net worth individuals across global markets, focusing on enhancing the performance and resilience of their investment portfolios through strategic, research-driven approaches.

Global Financial is the nation's leader in pre-settlement cash advances. We offer the most professional and experienced staff along with the most competitive rates.

Omni Healthcare is a financial service company founded in 2002 in Huntersville, North Carolina, that focuses on assisting medical providers and uninsured personal injury patients. The company aims to enhance the patient base for healthcare facilities while improving their cash flow by purchasing and servicing outstanding medical lien receivables. Omni Healthcare provides funding for essential medical treatments, including physical therapy, surgery, chiropractic care, pain management, and diagnostic services. By offering pre-settlement advances, the company addresses the financial challenges faced by individuals who lack health insurance, thereby facilitating access to necessary medical care during critical times.

Trea Asset Management is an independent asset management firm based in Barcelona and Madrid, focusing on both traditional and alternative investment strategies for institutional clients. The company is registered with the CNMV, the Spanish financial regulator, and holds a European Passport, allowing it to manage a range of funds, including UCITS, SICAVs, unit-linked products, and alternative investments across Spain, Ireland, and Luxembourg. By providing customized asset management services, Trea aims to enhance investment returns and client satisfaction, positioning itself as a provider of innovative financial products tailored to meet the specific needs of its clients.

ACA Foreside is a financial services firm established in 1998 and headquartered in Portland, Maine, with additional offices in Boston, Gahanna, Berwyn, and Chicago. The company specializes in regulatory compliance and offers a range of services including fund compliance, alternative investment compliance, and consulting solutions. Its subsidiaries provide various services such as compliance assessments, anti-money laundering services, and specialized reviews. ACA Foreside also acts as a placement agent for private equity firms and other asset classes through its affiliated broker-dealer, Foreside Fund Services. The firm’s expertise extends to mergers and acquisitions, treasury support, distribution consulting, and securities training, catering to the diverse needs of clients in the financial sector.

Currency is a fintech company established post-Great Recession to address lending challenges faced by businesses. It specializes in streamlining loan approval and funding processes through advanced technology that assesses borrowers' financial profiles comprehensively. Since its inception, Currency has facilitated over $500 million in loans. Recently, the company expanded its services to develop an online financing platform focused on heavy equipment, machinery, and other large-ticket items, creating a dedicated marketplace for buying and selling such assets with seamless credit solutions.

Engage People Inc. is a developer of a SaaS-based platform for managing loyalty and incentive programs, enabling enterprises to effectively engage and reward their customers, employees, and sales channels. Founded in 2008 and headquartered in Concord, Canada, the company has expanded its presence with offices in Australia, Italy, the United Kingdom, and the United States. Engage’s solutions include a range of applications such as Podium, a recognition tool, and various fulfillment services for loyalty programs. The platform supports a local redemption global application, allowing users to earn and redeem loyalty rewards across e-commerce sites worldwide. Engage People is recognized for its rapid growth and has a legacy stemming from the amalgamation of five established service organizations within the loyalty and recognition sectors.

Engage People Inc. is a developer of a SaaS-based platform for managing loyalty and incentive programs, enabling enterprises to effectively engage and reward their customers, employees, and sales channels. Founded in 2008 and headquartered in Concord, Canada, the company has expanded its presence with offices in Australia, Italy, the United Kingdom, and the United States. Engage’s solutions include a range of applications such as Podium, a recognition tool, and various fulfillment services for loyalty programs. The platform supports a local redemption global application, allowing users to earn and redeem loyalty rewards across e-commerce sites worldwide. Engage People is recognized for its rapid growth and has a legacy stemming from the amalgamation of five established service organizations within the loyalty and recognition sectors.

Currency is a fintech company established post-Great Recession to address lending challenges faced by businesses. It specializes in streamlining loan approval and funding processes through advanced technology that assesses borrowers' financial profiles comprehensively. Since its inception, Currency has facilitated over $500 million in loans. Recently, the company expanded its services to develop an online financing platform focused on heavy equipment, machinery, and other large-ticket items, creating a dedicated marketplace for buying and selling such assets with seamless credit solutions.

ACA Foreside is a financial services firm established in 1998 and headquartered in Portland, Maine, with additional offices in Boston, Gahanna, Berwyn, and Chicago. The company specializes in regulatory compliance and offers a range of services including fund compliance, alternative investment compliance, and consulting solutions. Its subsidiaries provide various services such as compliance assessments, anti-money laundering services, and specialized reviews. ACA Foreside also acts as a placement agent for private equity firms and other asset classes through its affiliated broker-dealer, Foreside Fund Services. The firm’s expertise extends to mergers and acquisitions, treasury support, distribution consulting, and securities training, catering to the diverse needs of clients in the financial sector.

J.S. Held is a global consulting firm that offers a range of technical, scientific, financial, and strategic services across various sectors, including aerospace, food, healthcare, government, and real estate. The firm specializes in areas such as property damage, safety, engineering, forensic accounting, and water restoration consulting. J.S. Held serves as a trusted advisor to organizations facing high-stakes challenges that require urgent attention and expertise. Its professionals provide clear and thorough analyses to help clients navigate complex and often contentious situations, enabling them to realize value and mitigate risk effectively.

Global Financial is the nation's leader in pre-settlement cash advances. We offer the most professional and experienced staff along with the most competitive rates.

Trea Asset Management is an independent asset management firm based in Barcelona and Madrid, focusing on both traditional and alternative investment strategies for institutional clients. The company is registered with the CNMV, the Spanish financial regulator, and holds a European Passport, allowing it to manage a range of funds, including UCITS, SICAVs, unit-linked products, and alternative investments across Spain, Ireland, and Luxembourg. By providing customized asset management services, Trea aims to enhance investment returns and client satisfaction, positioning itself as a provider of innovative financial products tailored to meet the specific needs of its clients.

Worldwide Facilities, established in 1970, is a national insurance wholesale broker and managing general agent. The company specializes in providing insurance brokerage services tailored to various sectors, including healthcare, hospitality, legal, marine, and manufacturing. Their team of insurance specialists has access to a wide range of domestic and international specialty insurance markets, allowing them to offer comprehensive solutions such as property, casualty, workers' compensation, and personal and life health insurance. With satellite offices in major metropolitan areas across the United States, including Chicago, Phoenix, Atlanta, St. Louis, and Houston, Worldwide Facilities is committed to delivering effective insurance solutions to meet the diverse needs of its clients.

LSQ helps businesses better manage their cash flow to make the most of whatever they’ve earned. Offering invoice financing and supply chain finance solutions, LSQ provides clients with a simple, secure, and honest funding experience. LSQ blends human insights with the analytical power of technology to develop products that give customers the means to accelerate the flow of business. LSQ, headquartered in Orlando, Florida, has helped 1000s of companies access more than $25 billion in its 20+ years in business. Learn more about our solutions at https://www.lsq.com.

Keane is the leader in unclaimed property communications, compliance, and consulting services in the country. No other firm offers our complete suite of services. From customized communication programs and data analysis to in-depth consulting and annual compliance reporting, Keane provides corporations, mutual funds, banks, brokerage, insurance companies and transfer agents with a depth and breadth of services that is unmatched. The Keane Organization and Venio, LLC – the two leading unclaimed property companies in America – joined forces in December of 2010 to become the most accomplished, knowledgeable, and responsive unclaimed property company in the country. Keane’s consulting team has more than 100 years combined experience and no other firm offers our complete suite of services. We put the nation’s best communications, compliance and consulting services at your disposal.

Kanaly Trust Company is a privately owned investment management firm based in Houston, Texas, founded in 1975. The firm specializes in providing financial planning, wealth management, and trusts and estate planning services primarily to high net worth individuals, estates, and families. It manages and advises over $2 billion in assets, focusing on client-centered equity and fixed income portfolios. Kanaly Trust invests in the public equity, fixed income, and real estate markets within the United States. The firm is known for its personalized approach to managing and planning financial affairs, guided by an experienced executive management team.

TriState Capital Holdings, Inc. is a bank holding company based in Pittsburgh, Pennsylvania, primarily operating through TriState Capital Bank. The company offers a range of commercial and private banking services tailored for middle-market businesses and high-net-worth individuals in the United States. Its banking services include various deposit products, such as checking and money market accounts, as well as a variety of lending options secured by cash, marketable securities, and real estate. Additionally, TriState Capital provides liquidity and treasury management services, including online reporting and payment solutions, along with capital market services like interest rate swaps. The investment management segment offers advisory services for ultra-high-net-worth individuals and institutional clients, focusing on equity and fixed income products. TriState Capital maintains its main office in Pittsburgh and has additional representative offices in Cleveland, Philadelphia, Edison, and New York. The company was incorporated in 2006.

Since 1991, Matthews International Capital Management has focused its efforts and expertise on investing in Asia. Matthews employs a bottom-up, fundamental investment philosophy, with a focus on long-term investment performance. Matthews manages assets for individuals and institutions and our investment offerings provide a broad range of choices for building a global portfolio that includes exposure to Asia.

Lincoln Investment is a prominent broker-dealer with nearly five decades of industry experience, specializing in delivering tailored investment strategies. With over 800 financial advisors across the U.S., they serve approximately 270,000 clients, managing assets totaling $24.7 billion. Each client relationship is prioritized, reflecting Lincoln Investment's commitment to personalized service. As one of the fastest-growing independent broker-dealers, they offer investment, wealth management, and retirement planning services to corporations, educational institutions, and high-net-worth individuals, aiming to help clients achieve their financial objectives while mitigating risk.

Dahlman Rose & Company, LLC was a research-driven investment bank that specialized in the transportation, infrastructure, and natural resources sectors of the global supply chain. Founded in 2004 and headquartered in New York, the firm provided a range of services including institutional sales and trading, equity and fixed income research, mergers and acquisitions advisory, and underwriting. Dahlman Rose had a strong focus on sector specialization, particularly in areas such as marine shipping, offshore services, oil and gas exploration and production, oilfield services, and various modes of freight transport. The firm also maintained offices in Boston, Houston, and San Francisco, serving clients both domestically and internationally. In 2013, Dahlman Rose was acquired by Cowen Group, Inc.

First Allied Securities is a Consulting company.

Since 1991, Matthews International Capital Management has focused its efforts and expertise on investing in Asia. Matthews employs a bottom-up, fundamental investment philosophy, with a focus on long-term investment performance. Matthews manages assets for individuals and institutions and our investment offerings provide a broad range of choices for building a global portfolio that includes exposure to Asia.

TriState Capital Holdings, Inc. is a bank holding company based in Pittsburgh, Pennsylvania, primarily operating through TriState Capital Bank. The company offers a range of commercial and private banking services tailored for middle-market businesses and high-net-worth individuals in the United States. Its banking services include various deposit products, such as checking and money market accounts, as well as a variety of lending options secured by cash, marketable securities, and real estate. Additionally, TriState Capital provides liquidity and treasury management services, including online reporting and payment solutions, along with capital market services like interest rate swaps. The investment management segment offers advisory services for ultra-high-net-worth individuals and institutional clients, focusing on equity and fixed income products. TriState Capital maintains its main office in Pittsburgh and has additional representative offices in Cleveland, Philadelphia, Edison, and New York. The company was incorporated in 2006.

HD Vest Financial Services provides financial solutions to individuals, families, and small businesses. It offers a wide array of services including securities, insurance, money management services, and banking solutions. The company creates opportunities for tax professionals and independent financial advisors to build and expand successful financial services practices that serve a growing need among investors seeking a holistic approach to wealth management. HD Vest Financial Services was founded in 1983 and is headquartered in Irving, Texas.

Commercial Credit Group is an independent specialty finance company that specializes in providing secured loans and leases for commercial and industrial equipment. Catering primarily to small and mid-sized businesses, the company focuses on sectors such as transportation, waste management, and construction. Its services include equipment financing, refinancing, leasing, debt consolidation, and working capital solutions, which help clients manage business cycles effectively and acquire the necessary equipment to support their growth. Through its tailored financial offerings, Commercial Credit Group aims to empower businesses in various industries to enhance their operational capabilities and achieve their objectives.

Mercer Global Advisors Inc is a privately owned investment manager based in Santa Barbara, California, founded in 1985. The firm offers comprehensive wealth management services, including customized financial planning, investment strategies, retirement planning, estate planning, tax strategy and preparation, and trustee services. It caters to a diverse clientele, ranging from high-net-worth individuals and families to institutions, corporations, charitable organizations, and government entities. Mercer Advisors specializes in developing tailored financial solutions that address the unique needs of each client, managing investments across global public equity and fixed income markets. The firm focuses on dividend-paying stocks for equity investments and prioritizes investment-grade fixed-income instruments and high-yield bonds for its fixed income portfolio.

361 Capital LLC is a boutique alternative asset management firm based in Denver, Colorado, specializing in the management of hedge funds and alternative investment portfolios for high net worth individuals, investment companies, and charitable organizations. Founded in 2001, the firm creates and manages a range of investment products, including equity and balanced mutual funds, with a focus on strategies such as multi-strategy, market neutral, long-short equity, and managed futures. 361 Capital employs a combination of fundamental, quantitative, and behavioral analysis in its investment approach, targeting small-cap, mid-cap, and large-cap stocks, as well as fixed income and alternative investments. The firm enhances its research capabilities through a strategic partnership with Lighthouse Partners, aiming to deliver innovative investment solutions that address the unique needs of its clients. By providing strategic insights and personalized service, 361 Capital helps investors navigate an increasingly complex market landscape. As of April 2021, 361 Capital operates as a subsidiary of Hamilton Lane Incorporated.

Keane is the leader in unclaimed property communications, compliance, and consulting services in the country. No other firm offers our complete suite of services. From customized communication programs and data analysis to in-depth consulting and annual compliance reporting, Keane provides corporations, mutual funds, banks, brokerage, insurance companies and transfer agents with a depth and breadth of services that is unmatched. The Keane Organization and Venio, LLC – the two leading unclaimed property companies in America – joined forces in December of 2010 to become the most accomplished, knowledgeable, and responsive unclaimed property company in the country. Keane’s consulting team has more than 100 years combined experience and no other firm offers our complete suite of services. We put the nation’s best communications, compliance and consulting services at your disposal.

Seaside National Bank & Trust, founded in 2006 and headquartered in Orlando, Florida, was a commercial bank that specialized in providing a range of banking products and services. The bank focused on private banking and commercial lending, offering checking and savings accounts, certificate of deposit accounts for minors, home loans, mortgage loans, as well as debit and credit cards. Additionally, it provided risk and treasury management services, wealth management, and insurance products. As of its last reported financials, Seaside National Bank & Trust generated net revenue of $45.5 million and net earnings of $7.3 million before its acquisition by United Community Banks on July 1, 2020.

ClariVest Asset Management LLC is an employee-owned investment management firm based in San Diego, California. Founded in March 2006, the firm caters to a diverse range of institutional clients, including corporate and public pension plans, foundations, endowments, and Taft-Hartley plans. ClariVest specializes in managing separate client-focused equity portfolios, investing in public equity markets worldwide. The firm employs a disciplined investment strategy that combines quantitative analysis with a bottom-up approach, focusing on both growth and value stocks across various market capitalizations. ClariVest emphasizes clarity in the investment process, believing that strong performance and client relationships are built on transparency and a talented, experienced team. As of April 1, 2019, ClariVest operates as a subsidiary of Eagle Asset Management, Inc.

PlanMember is committed to helping individual investors access high quality retirement planning services and investment choices, so they can prepare to live the life they dream of in retirement. Headquartered in Carpinteria, California, just south of Santa Barbara, PlanMember is a full service retirement and investment firm with a single focus. Their well-known industry expertise and solid infrastructure have led to a new phase of growth and success. Thousands of members, hundreds of registered representatives, and a growing national network of employers are all part of the PlanMember family.

Leerink Partners is a prominent investment banking firm founded in 1995 and headquartered in Boston, Massachusetts. Specializing in the healthcare sector, the firm offers a range of services including mergers and acquisitions, initial public offerings, debt financing transactions, and various equity offerings. With a focus on biopharmaceuticals, medical devices, diagnostics, and healthcare services, Leerink Partners leverages its extensive knowledge and experience to assist clients in achieving their strategic and capital market objectives. The firm partners with companies that are at the forefront of innovation in healthcare, helping them navigate complex financial landscapes.

ALPS provides customized asset servicing and asset gathering solutions to the Financial services community through an entrepreneurial culture based on the commitment to “Do Things Right.” Founded in 1985, ALPS continues to actively promote all of its various business segments, from asset servicing through ALPS Fund Services,Inc. to asset gathering through ALPS Distributors, Inc. and ALPS Advisors, Inc. Headquartered in Denver, with offices in Boston, New York, Seattle, and Toronto, ALPS, a wholly-owned subsidiary of DST Systems, Inc., today represents more than 500 employees, over 250 clients, and an executive team that has been in place for more than 20 years.

Seaside National Bank & Trust, founded in 2006 and headquartered in Orlando, Florida, was a commercial bank that specialized in providing a range of banking products and services. The bank focused on private banking and commercial lending, offering checking and savings accounts, certificate of deposit accounts for minors, home loans, mortgage loans, as well as debit and credit cards. Additionally, it provided risk and treasury management services, wealth management, and insurance products. As of its last reported financials, Seaside National Bank & Trust generated net revenue of $45.5 million and net earnings of $7.3 million before its acquisition by United Community Banks on July 1, 2020.

Kroll is a leading independent provider of risk and financial advisory solutions, with a team of over 6,500 professionals worldwide. The company has a nearly 100-year history of delivering expertise in risk management, governance, transactions, and valuation. Kroll offers a range of services including valuation, corporate finance, disputes and investigations, compliance, and regulatory advisory, catering to law firms, government entities, private equity firms, and hedge funds. By leveraging unique insights, data, and technology, Kroll helps clients navigate complex challenges and make informed decisions, ultimately enabling them to maintain a competitive advantage in their respective industries. The firm is committed to partnering with clients and communities, guided by its core values.

Mercer Global Advisors Inc is a privately owned investment manager based in Santa Barbara, California, founded in 1985. The firm offers comprehensive wealth management services, including customized financial planning, investment strategies, retirement planning, estate planning, tax strategy and preparation, and trustee services. It caters to a diverse clientele, ranging from high-net-worth individuals and families to institutions, corporations, charitable organizations, and government entities. Mercer Advisors specializes in developing tailored financial solutions that address the unique needs of each client, managing investments across global public equity and fixed income markets. The firm focuses on dividend-paying stocks for equity investments and prioritizes investment-grade fixed-income instruments and high-yield bonds for its fixed income portfolio.

ALPS provides customized asset servicing and asset gathering solutions to the Financial services community through an entrepreneurial culture based on the commitment to “Do Things Right.” Founded in 1985, ALPS continues to actively promote all of its various business segments, from asset servicing through ALPS Fund Services,Inc. to asset gathering through ALPS Distributors, Inc. and ALPS Advisors, Inc. Headquartered in Denver, with offices in Boston, New York, Seattle, and Toronto, ALPS, a wholly-owned subsidiary of DST Systems, Inc., today represents more than 500 employees, over 250 clients, and an executive team that has been in place for more than 20 years.

UNX is an independent trading technology firm and agency broker that specializes in providing electronic trading solutions and services tailored for institutional investors. Founded in 1999, the company focuses on enhancing trading efficiency through its innovative technology, which helps traders optimize their operations and find best execution opportunities while minimizing market impact and reducing transaction costs. UNX offers a range of products, including the Catalyst Portal, an electronic trading platform designed for equities and portfolio trading that supports both sell-side and buy-side clients. This broker-neutral execution management system streamlines multi-broker trading workflows and is built on advanced Microsoft technology for flexibility and scalability. Additionally, UNX provides various trade execution services, including direct market access and program trading, alongside trading tools like MetaBook for intelligent order routing and FLEXStream for consolidated market data.

PowellJohnson, Inc. (“PowellJohnson”) is a Nashville, Tennessee-based high-end fee-based retail brokerage firm with 54 employees. PowellJohnson’s financial advisors offered a full suite of investment, retirement, and wealth planning solutions to their affluent clients. PowellJohnson was formed in August 2002 by former executive management team members of J.C. Bradford & Co. (“Bradford”) including the CEO, the Head of Investment Strategy, the Chief Information Officer, and several members of the retail senior management team.

Stein Roe Investment Counsel LLC (SRIC) is one of the largest US-based independent investment counseling firms.

AssetMark is a provider of comprehensive wealth management and technology solutions tailored for independent financial advisers and their clients. The company delivers an end-to-end experience that encompasses nearly all aspects of an adviser's engagement with clients, from initial consultations to ongoing financial planning discussions. This includes performance reporting and billing services. Additionally, AssetMark's platform equips advisers with tools and capabilities to efficiently manage their daily business activities, allowing them to focus more on meaningful interactions with investors. Through its offerings, AssetMark seeks to enhance the effectiveness and efficiency of financial advisers in delivering personalized wealth management services.

Kroll is a leading independent provider of risk and financial advisory solutions, with a team of over 6,500 professionals worldwide. The company has a nearly 100-year history of delivering expertise in risk management, governance, transactions, and valuation. Kroll offers a range of services including valuation, corporate finance, disputes and investigations, compliance, and regulatory advisory, catering to law firms, government entities, private equity firms, and hedge funds. By leveraging unique insights, data, and technology, Kroll helps clients navigate complex challenges and make informed decisions, ultimately enabling them to maintain a competitive advantage in their respective industries. The firm is committed to partnering with clients and communities, guided by its core values.

Berkeley Capital Management LLC (“Berkeley”) is a California-based registered investment advisor managing over $1.2 billion in assets for both institutional and individual investors. Berkeley currently employs 17 full time employees, six based in San Francisco and eleven based in Los Angeles.

UNX is an independent trading technology firm and agency broker that specializes in providing electronic trading solutions and services tailored for institutional investors. Founded in 1999, the company focuses on enhancing trading efficiency through its innovative technology, which helps traders optimize their operations and find best execution opportunities while minimizing market impact and reducing transaction costs. UNX offers a range of products, including the Catalyst Portal, an electronic trading platform designed for equities and portfolio trading that supports both sell-side and buy-side clients. This broker-neutral execution management system streamlines multi-broker trading workflows and is built on advanced Microsoft technology for flexibility and scalability. Additionally, UNX provides various trade execution services, including direct market access and program trading, alongside trading tools like MetaBook for intelligent order routing and FLEXStream for consolidated market data.

Atlantic Asset Management LLC is a registered investment advisor based in Stamford, Connecticut, overseeing approximately $4.4 billion in assets. Founded in 1992, the firm specializes in core and specialized fixed income strategies, catering primarily to a diverse range of U.S. institutional clients. These clients include public and private pension funds, labor unions, foundations, endowments, and corporations. Atlantic provides comprehensive investment advisory services, which encompass fund risk management, high yield bond management, and various investment strategies. The firm is recognized as one of the larger independent U.S. asset management companies, focusing on fixed income, asset allocation, and alternative investment strategies.

Centurion Capital Group, Inc. ("Centurion"), now merged into an asset management arm of Genworth Financial Inc., was a market-leader in wholesaling mutual fund based wrap services to commission-based brokers within financial planning sector through a group of related and integrated companies. Centurion Capital Management was a California-based, nationally-registered investment advisor, and Centurion Trust Company was an Arizona-based custodial banking institution providing exclusive custody services to Centurion Capital Management.